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State of Tennessee v. Christopher Clifton
E2015-02307-CCA-R3-CD
| Tenn. Crim. App. | Mar 3, 2017
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Background

  • Defendant Christopher Clifton pleaded guilty to aggravated assault (Range I); trial court accepted plea and later denied probation, imposing a 4-year sentence at 30%.
  • Stipulated facts: Clifton returned to a victim's home with a knife, struck the victim and cut him below the ear and under the chin, causing serious injury and hospitalization.
  • At plea colloquy Clifton stated he understood the plea, rights waived, and was satisfied with counsel; he said seizure medication did not impair his understanding.
  • After sentencing, Clifton moved to withdraw his plea claiming past stroke, seizures, memory loss, SSI disability, and that these conditions rendered his plea unknowing and involuntary.
  • Trial counsel testified Clifton had brain trauma/depression/memory issues but did not request or obtain a mental evaluation and believed Clifton understood the proceedings.
  • Trial court denied withdrawal, finding no proof Clifton lacked competency or that the plea was involuntary; Clifton appealed.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether plea withdrawal required to correct manifest injustice State: plea was properly taken and voluntary Clifton: plea involuntary due to stroke, seizures, memory loss, SSI; court should have sua sponte competency inquiry Denied — no manifest injustice; record shows plea was knowing and voluntary
Whether trial court should have ordered mental-health evaluation before accepting plea State: no objective proof required; counsel and defendant assured competency Clifton: trial court knew of seizure meds/SSI and should have investigated competency Denied — defendant presented no medical/SSA records or testimony proving incompetency; counsel saw no need for evaluation
Whether Rule 11/Mackey requirements were violated (failure to warn answers could be used for perjury) State: defendant waived this issue by not raising at trial Clifton: court failed to inform that plea colloquy answers could be used in perjury prosecution Waived — issue raised for first time on appeal and not preserved
Whether ineffective assistance of counsel in plea process warranted withdrawal State: counsel testified plea advice adequate Clifton: argued counsel should have sought evaluation / advised differently Implicitly rejected — no showing of ineffective assistance or prejudice to justify withdrawal

Key Cases Cited

  • State v. Crowe, 168 S.W.3d 731 (Tenn. 2005) (standards for when plea withdrawal required to prevent manifest injustice)
  • State v. McClintock, 732 S.W.2d 268 (Tenn. 1987) (rules concerning acceptance of guilty pleas and Rule 11 review)
  • State v. Mackey, 553 S.W.2d 337 (Tenn. 1977) (plea requirements and necessity of informing defendant of rights)
  • Boykin v. Alabama, 395 U.S. 238 (U.S. 1969) (guilty plea must be voluntary and intelligently made)
  • Blankenship v. State, 858 S.W.2d 897 (Tenn. 1993) (factors for assessing voluntariness and intelligence of plea)
  • Fontaine v. United States, 526 F.2d 514 (6th Cir. 1975) (affirmative showing that guilty plea was intelligent and voluntary)
Read the full case

Case Details

Case Name: State of Tennessee v. Christopher Clifton
Court Name: Court of Criminal Appeals of Tennessee
Date Published: Mar 3, 2017
Docket Number: E2015-02307-CCA-R3-CD
Court Abbreviation: Tenn. Crim. App.