State of Tennessee v. Christopher Clifton
E2015-02307-CCA-R3-CD
| Tenn. Crim. App. | Mar 3, 2017Background
- Defendant Christopher Clifton pleaded guilty to aggravated assault (Range I); trial court accepted plea and later denied probation, imposing a 4-year sentence at 30%.
- Stipulated facts: Clifton returned to a victim's home with a knife, struck the victim and cut him below the ear and under the chin, causing serious injury and hospitalization.
- At plea colloquy Clifton stated he understood the plea, rights waived, and was satisfied with counsel; he said seizure medication did not impair his understanding.
- After sentencing, Clifton moved to withdraw his plea claiming past stroke, seizures, memory loss, SSI disability, and that these conditions rendered his plea unknowing and involuntary.
- Trial counsel testified Clifton had brain trauma/depression/memory issues but did not request or obtain a mental evaluation and believed Clifton understood the proceedings.
- Trial court denied withdrawal, finding no proof Clifton lacked competency or that the plea was involuntary; Clifton appealed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether plea withdrawal required to correct manifest injustice | State: plea was properly taken and voluntary | Clifton: plea involuntary due to stroke, seizures, memory loss, SSI; court should have sua sponte competency inquiry | Denied — no manifest injustice; record shows plea was knowing and voluntary |
| Whether trial court should have ordered mental-health evaluation before accepting plea | State: no objective proof required; counsel and defendant assured competency | Clifton: trial court knew of seizure meds/SSI and should have investigated competency | Denied — defendant presented no medical/SSA records or testimony proving incompetency; counsel saw no need for evaluation |
| Whether Rule 11/Mackey requirements were violated (failure to warn answers could be used for perjury) | State: defendant waived this issue by not raising at trial | Clifton: court failed to inform that plea colloquy answers could be used in perjury prosecution | Waived — issue raised for first time on appeal and not preserved |
| Whether ineffective assistance of counsel in plea process warranted withdrawal | State: counsel testified plea advice adequate | Clifton: argued counsel should have sought evaluation / advised differently | Implicitly rejected — no showing of ineffective assistance or prejudice to justify withdrawal |
Key Cases Cited
- State v. Crowe, 168 S.W.3d 731 (Tenn. 2005) (standards for when plea withdrawal required to prevent manifest injustice)
- State v. McClintock, 732 S.W.2d 268 (Tenn. 1987) (rules concerning acceptance of guilty pleas and Rule 11 review)
- State v. Mackey, 553 S.W.2d 337 (Tenn. 1977) (plea requirements and necessity of informing defendant of rights)
- Boykin v. Alabama, 395 U.S. 238 (U.S. 1969) (guilty plea must be voluntary and intelligently made)
- Blankenship v. State, 858 S.W.2d 897 (Tenn. 1993) (factors for assessing voluntariness and intelligence of plea)
- Fontaine v. United States, 526 F.2d 514 (6th Cir. 1975) (affirmative showing that guilty plea was intelligent and voluntary)
