STATE OF MISSOURI, Plaintiff-Respondent v. DUSTIN M. HICKS
501 S.W.3d 914
| Mo. Ct. App. | 2016Background
- Dustin M. Hicks was convicted by a jury of attempted first-degree rape, second-degree assault, and armed criminal action arising from an arranged meeting with a prostitute.
- Trial court sentenced Hicks as a prior and persistent offender to consecutive 10- and 12-year terms and a concurrent 3-year term.
- Immediately after jurors were sworn, the judge announced he permits juror questions in some cases but—after counsel approached—declined to allow juror questions in this criminal trial; defense moved for a mistrial which the court denied.
- During polling after an initial guilty verdict, Juror No. 9 stated the verdicts were not her verdicts; the court sent the jury back to deliberate, provided new verdict forms for the non-unanimous counts, and later received unanimous guilty verdicts on re-polling.
- Jury asked during deliberations (after being sent back): what to do if unable to reach a unanimous verdict, and whether an alternate could replace a juror unwilling to vote; the court answered only that it could give no further instructions.
- Hicks appeals arguing (1) the court’s comments about juror questions and refusal to permit them prejudiced the jury and warranted mistrial, and (2) the court should have declared a mistrial sua sponte because jury deliberations became contentious and may have produced a coerced verdict.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether judge’s pretrial remarks about permitting juror questions and then telling jurors they could not ask questions required a mistrial | State: Court’s remarks were procedural, neutral, and followed by instructions; no prejudice shown | Hicks: Remarks signaled jurors that defense prevented them from questioning, prejudicing defense | Court: No abuse of discretion; remarks were procedural, not indicative of bias, and curative instructions were given; defense did not request a specific curative instruction or object when court spoke to jury |
| Whether trial court’s conduct after a juror disavowed the verdict and later contentious deliberations required sua sponte mistrial for jury coercion | State: Resumption of deliberations and limited jury questions are normal; disagreement is inherent and permitted by instructions | Hicks: Juror’s disavowal and later questions show coercion or taint making verdict unreliable | Court: No plain error; coercion requires court conduct that effectively directed a verdict or unlawfully pressured jury; disagreement and heated deliberation alone do not prove coercion |
Key Cases Cited
- State v. Harris, 477 S.W.3d 131 (Mo. Ct. App. 2015) (mistrial is drastic remedy; reviewed for abuse of discretion)
- State v. McClendon, 477 S.W.3d 206 (Mo. Ct. App. 2015) (abuse-of-discretion standard for trial-court conduct)
- State v. Koonce, 731 S.W.2d 431 (Mo. Ct. App. 1987) (trial judge must avoid conduct prejudicing jury against defendant)
- State v. Thomas, 791 S.W.2d 861 (Mo. Ct. App. 1990) (judge may correct counsel or clarify as long as not expressing opinion on facts)
- State v. Clay, 763 S.W.2d 265 (Mo. Ct. App. 1988) (judge may question witnesses to clarify but must remain neutral)
- State v. Saunders, 318 S.W.3d 745 (Mo. Ct. App. 2010) (definition of a coerced verdict—court virtually directing verdict or indicating it will hold jury until verdict)
- Brasfield v. United States, 272 U.S. 448 (U.S. 1926) (trial-court inquiry into jury division risks improper influence)
- State v. Steed, 455 S.W.3d 479 (Mo. Ct. App. 2015) (coerced verdict error recognized)
- State v. McNail, 767 S.W.2d 84 (Mo. Ct. App. 1989) (verdict must be overturned if coerced by court)
- State v. Rojano, 519 S.W.2d 42 (Mo. Ct. App. 1975) (same principle regarding coerced verdict)
- State v. Copple, 51 S.W.3d 11 (Mo. Ct. App. 2001) (hammer instruction encourages frank deliberation and possible change of opinion)
