State of Minnesota v. David John Young
A15-2057
| Minn. Ct. App. | Dec 19, 2016Background
- David Young used another person’s credit card in June 2015; he pleaded guilty to felony financial transaction card fraud (other burglary charge dismissed).
- Young was given a one-day furlough, failed to return, and was later charged with felony escape from custody; he was initially represented by counsel on the escape charge.
- At a September 2015 hearing Young discharged his public defender and stated he would represent himself; the district court accepted that without conducting the Rule 5.04 inquiry or obtaining a written waiver.
- Young later pleaded guilty to escape from custody (after initially rejecting, then accepting a plea offer) while unrepresented; he was sentenced to concurrent prison terms (17 months for card fraud, 22 months for escape).
- On appeal Young challenged the validity of his waiver of counsel; the state filed no brief defending the waiver. The court reviewed the record and reversed and remanded both the escape conviction and the card-fraud sentence for failure to ensure a knowing, intelligent, and voluntary waiver.
Issues
| Issue | Plaintiff's Argument (Young) | Defendant's Argument (State) | Held |
|---|---|---|---|
| Whether Young validly waived his Sixth Amendment/right-to-counsel before proceeding pro se | Waiver invalid because court failed to advise him of charges, punishments, defenses, and other consequences as required by Minn. R. Crim. P. 5.04 | (State did not defend on appeal) | Court held the district court failed to obtain a valid waiver and reversed the escape conviction and resentencing for card fraud |
| Whether the Rule 5.04 defect was harmless because counsel previously represented Young | Counsel’s prior representation did not establish he was advised of risks specific to proceeding unrepresented on the escape charge and related sentencing consequences | (State offered no contrary record showing counsel advised Young of those risks) | Court refused to presume a valid waiver from prior counsel involvement and found reversal required |
Key Cases Cited
- State v. Worthy, 583 N.W.2d 270 (Minn. 1998) (standard for reviewing waiver of counsel; prior discussions with counsel can bear on waiver)
- State v. Rhoads, 813 N.W.2d 880 (Minn. 2012) (courts may uphold imperfect on-the-record waivers when the record otherwise shows a valid waiver)
- State v. Krejci, 458 N.W.2d 407 (Minn. 1990) (valid waiver inferred where defendant was experienced, advised of charges/punishment, and engaged with counsel)
- State v. Garibaldi, 726 N.W.2d 823 (Minn. App. 2007) (reversal where record did not support a finding that waiver was valid and defendant lacked opportunity to consult counsel)
- State v. Camacho, 561 N.W.2d 160 (Minn. 1997) (trial court must ensure waiver is knowing and voluntary)
- Gardner v. Florida, 430 U.S. 349 (1977) (right to counsel applies to critical stages including sentencing)
