117 A.3d 585
Me.2015Background
- On Sept. 15, 2013 the victim called 9-1-1 reporting she had been beaten by her husband, Richard Kimball; police arrived minutes later and found Kimball outside the house and the victim visibly injured.
- An EMT examined the victim and she told him she had been “grabbed in the head and was slammed into the floor multiple times”; a 9-1-1 recording captured the victim in distress describing the attack.
- Kimball was charged with domestic violence assault; at trial the victim, though subpoenaed and briefly jailed for contempt, refused to answer substantive questions.
- The trial court admitted the 9-1-1 recording and the victim’s statements to the EMT over Kimball’s Confrontation Clause objections; Kimball was convicted and sentenced.
- On appeal Kimball argued the statements were testimonial and therefore inadmissible under the Sixth Amendment and Maine Constitution despite fitting hearsay exceptions (excited utterance and medical diagnosis/treatment).
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Admissibility of 9‑1‑1 recording (Confrontation Clause) | State: recording was nontestimonial because it described an ongoing emergency and dispatcher’s questions were aimed at police assistance | Kimball: call was testimonial because he was not an immediate threat and victim was locked inside, so statements aimed at proving past events | Held: recording nontestimonial and admissible — caller faced ongoing emergency, demeanor and content showed need for assistance, dispatcher’s questions were for resolving emergency (Davis factors applied) |
| Admission of 9‑1‑1 content under hearsay rules | State: content qualifies as excited utterance (M.R. Evid. 803(2)) | Kimball: did not preserve hearsay objection at trial; appellate review limited to obvious error | Held: excited utterance supported admission; no obvious error given timing, distress, and proximity to the event |
| Admission of victim’s statements to EMT (Confrontation Clause) | State: statements were made for purposes of medical diagnosis/treatment (M.R. Evid. 803(4)) and thus nontestimonial | Kimball: statements were made after police secured scene and thus were testimonial evidence for prosecution | Held: admissible under medical-treatment exception and nontestimonial — statements were reasonably pertinent to diagnosis/treatment and EMT’s questioning was not investigatory |
| Interaction between hearsay exceptions and Crawford line | State: hearsay exception evidence can still be barred if testimonial; must apply Davis/Crawford analysis | Kimball: Crawford/Davis bars these prior statements despite hearsay exceptions | Held: Court applied two-step test (hearsay? then testimonial?) and concluded statements were nontestimonial so Confrontation Clause not violated |
Key Cases Cited
- Crawford v. Washington, 541 U.S. 36 (confrontation guarantee bars testimonial out-of-court statements)
- Davis v. Washington, 547 U.S. 813 (distinguishes testimonial vs. nontestimonial statements in emergency 9-1-1 context)
- Melendez-Diaz v. Massachusetts, 557 U.S. 305 (discusses testimonial nature of forensic affidavits)
- State v. Ahmed, 909 A.2d 1011 (Maine case affirming use of excited utterance and 9-1-1 content in domestic violence prosecution)
- State v. Rickett, 967 A.2d 671 (Maine case applying Davis factors to 9-1-1 calls and redaction of testimonial portions)
- State v. Metzger, 999 A.2d 947 (Maine case on ongoing emergency scope and testimonial analysis)
- State v. Robinson, 773 A.2d 445 (Maine case upholding excited utterance admission shortly after assault)
- State v. Tayman, 960 A.2d 1151 (Maine case describing two-step hearsay/testimonial inquiry)
- State v. McLaughlin, 642 A.2d 173 (Maine case upholding admission of near-contemporaneous statements after assault)
