236 A.3d 464
Me.2020Background
- Marcus Asante and four others traveled from Massachusetts to Maine to buy $20,000 of marijuana from the victim; they met at a gas station and rode together to a secluded dirt road.
- The victim was shot nine times in his car and died; marijuana and the gun linked to the shooting were later found in Asante’s apartment.
- Asante was indicted for intentional or knowing murder and Class A robbery (charged under 17-A M.R.S. § 651(1)(D) & (E)); he claimed self-defense at trial while the State argued the killing occurred in the course of a planned robbery.
- During jury instructions (to which Asante did not object), the court: (a) instructed that a robbery conviction would negate a self-defense claim, and (b) described robbery elements using “or” in a way that allowed conviction based on theft plus being armed or knowing an accomplice was armed — without requiring a finding that bodily injury was inflicted "at the time of" the theft.
- The jury convicted on murder and robbery; Asante appealed. The Maine Supreme Judicial Court held the robbery instruction misstated the statutory elements, which in turn rendered the self-defense instruction erroneous, and vacated both convictions and remanded for a new trial.
Issues
| Issue | Plaintiff's Argument (State) | Defendant's Argument (Asante) | Held |
|---|---|---|---|
| Whether the robbery instruction misstated the elements of § 651(1)(E) by permitting conviction based on theft plus being armed or knowing an accomplice was armed without a required finding that bodily injury was inflicted at the time of the theft | The instruction was legally sufficient; the Legislature could not have intended additional proof requirements | The instruction used “or” improperly and allowed conviction without proving the § 651(1)(D) bodily-injury element required by § 651(1)(E) as charged | The instruction was erroneous: § 651(1)(E) requires proof that the actor was armed (or knew an accomplice was) AND that the actor or accomplice intentionally inflicted or attempted bodily injury at the time of the theft; verdict therefore could be based on impermissible criteria |
| Whether the self-defense instruction improperly relieved the State of its burden to disprove self-defense beyond a reasonable doubt by tying disproof to a flawed robbery finding | The court correctly instructed that a robbery conviction disproves self-defense | The self-defense instruction intruded on the jury and, combined with the defective robbery instruction, failed to require the State to disprove self-defense beyond a reasonable doubt | Because the robbery instruction could permit conviction without the bodily-injury element necessary to negate self-defense, the self-defense instruction was inaccurate; convictions vacated |
| Whether the unpreserved instructional errors warrant review under the obvious (plain) error standard | The State urged deference but addressed issues on the merits in briefing | Asante invoked plain-error review and argued the errors were plain and prejudicial | The court applied the obvious-error test, found the errors plain, affecting substantial rights and the fairness/integrity of proceedings, and exercised discretion to correct them |
Key Cases Cited
- State v. Pabon, 28 A.3d 1147 (Maine 2011) (standard for noticing unpreserved obvious/plain error)
- State v. Delano, 111 A.3d 648 (Maine 2015) (jury instruction erroneous if it permits verdict based on impermissible criteria)
- State v. Ouellette, 37 A.3d 921 (Maine 2012) (State must disprove self-defense beyond a reasonable doubt; if State disproves at least one element of self-defense, it may convict if other crime elements are proven)
- State v. Bradley, 521 A.2d 289 (Me. 1987) (self-defense unavailable to one committing or about to commit a robbery)
- State v. Solomon, 120 A.3d 661 (Maine 2015) (statutory interpretation of criminal elements is reviewed de novo)
- State v. Cote, 462 A.2d 487 (Me. 1983) (vacatur/remand appropriate where instructional error may have affected verdict)
