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State of Maine v. John P. Stevens
2017 ME 30
| Me. | 2017
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Background

  • Stevens was indicted for receiving stolen property (sale of CMP copper wire).
  • On the day of trial, with a jury selected, Stevens entered an unconditional (open) guilty plea with counsel present; the court conducted a Rule 11 inquiry.
  • Stevens did not move to withdraw the plea before sentencing; six weeks later the court sentenced him to four years’ imprisonment (plus concurrent misdemeanor sentences).
  • Stevens appealed, arguing the Rule 11 colloquy was incomplete because the court did not ask whether he understood consequences of any prior plea negotiations.
  • The State moved to dismiss the appeal; the court considered the motion and the merits threshold issue together.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether a defendant may directly appeal from an unconditional guilty plea on grounds that the Rule 11 colloquy failed to confirm awareness of plea negotiations Stevens: court was required to ask whether he was aware of and understood consequences of any plea negotiations, so plea may be involuntary State: direct appeal is improper for challenges to voluntariness/noncompliance with Rule 11 absent jurisdictional or sentencing-constitution claims or a pre-sentencing withdrawal motion Appeal dismissed; such Rule 11/nonvoluntariness claims are collateral and must be pursued by post-conviction review (no jurisdictional or constitutional sentencing challenge; plea not withdrawn)

Key Cases Cited

  • State v. Huntley, 676 A.2d 501 (Me. 1996) (direct appeals from unconditional guilty pleas limited to jurisdiction or unconstitutional punishment; other challenges are collateral)
  • State v. Plummer, 939 A.2d 687 (Me. 2008) (reaffirming Huntley; absent conditional plea or pre-sentencing withdrawal, appeal dismissed unless jurisdiction or sentencing-constitution challenged)
  • State v. Pfeil, 720 A.2d 573 (Me. 1998) (post-conviction review required because evidentiary hearing is necessary to assess knowing and voluntary plea)
  • State v. Gach, 901 A.2d 184 (Me. 2006) (dismissing direct appeal from unconditional guilty plea for same reasons)
Read the full case

Case Details

Case Name: State of Maine v. John P. Stevens
Court Name: Supreme Judicial Court of Maine
Date Published: Feb 16, 2017
Citation: 2017 ME 30
Court Abbreviation: Me.