222 A.3d 171
Me.2019Background
- April 9, 2018: Sousa entered a Unity pharmacy masked, presented a note demanding oxycodone; clerk (who recognized him) and pharmacist handed over a bag containing well over 1,000 pills; surveillance video recorded the incident. Nine days later officers arrested Sousa with nearly 800 pills.
- Sousa was charged with robbery (Class B) and unlawful possession of scheduled drugs (Class D); he pled not guilty; at trial the parties stipulated Sousa was the actor; contested issue was whether he intentionally or knowingly placed the clerk in fear of imminent force.
- Sousa presented a neuropsychologist who diagnosed a schizophrenia-spectrum disorder and testified Sousa was in severe pain and desperate; the expert said Sousa’s delusional beliefs about sources of pain influenced him, impairing appreciation of the effect on others, but also testified Sousa knew he was going to a pharmacy and generally knew his conduct was wrong.
- In rebuttal the prosecutor told the jury there was “no evidence” Sousa was delusional when he entered the pharmacy; Sousa objected, arguing this shifted the burden of proof; the court overruled, then instructed the jury that the burden of proof rested with the State and explained the legal significance of mental-condition evidence.
- The jury convicted on both counts; Sousa appealed arguing (1) the prosecutor shifted the burden of proof and (2) the prosecutor misstated evidence in rebuttal. The Supreme Judicial Court affirmed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether prosecutor’s remark that there was “no evidence” of delusion shifted the burden of proof | The remark analyzed evidence and did not shift the burden; the court’s instructions placed burden squarely on the State | The remark implied Sousa had to prove delusions, reversing the burden of proof | No misconduct; no burden shift; overruling of objection was correct and jury instructions cured any risk |
| Whether the prosecutor misstated the evidence by saying there was “no evidence” of delusions | The statement fairly characterized the expert’s central testimony that Sousa had no delusions about the pharmacy, persons present, or consequences | The expert did testify to some delusional beliefs about pain sources, so the prosecutor’s statement was inaccurate | Any mischaracterization was not material; no obvious error; court was not required to intervene sua sponte |
Key Cases Cited
- State v. Pelletier, 212 A.3d 325 (Me. 2019) (standard for viewing evidence in the light most favorable to the State)
- State v. Clark, 954 A.2d 1066 (Me. 2008) (approach to prosecutorial misconduct review)
- State v. Cheney, 55 A.3d 473 (Me. 2012) (harmless-error review when misconduct is preserved)
- State v. Dolloff, 58 A.3d 1032 (Me. 2012) (obvious-error standard and effect on outcome analysis)
- State v. Griffin, 159 A.3d 1240 (Me. 2017) (legal significance of evidence of an abnormal mental condition)
- State v. Murphy, 496 A.2d 623 (Me. 1985) (earlier precedent on mental-condition evidence)
