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959 N.W.2d 395
Iowa
2021
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Background

  • On Oct. 22, 2018 Jordan pleaded guilty to third-degree burglary; the State agreed to dismiss a related charge and to remain silent at sentencing; Jordan was released with supervision and told he could argue for probation. Jordan signed a supervised-release contract promising to appear at court hearings.
  • Sentencing was set for Nov. 26, 2018; Jordan failed to appear, a bench warrant issued, and he absconded for about seven months.
  • Jordan was arrested June 3, 2019; at an Aug. 19, 2019 sentencing before a different judge and prosecutor, the State recommended up to five years’ imprisonment instead of remaining silent; defense counsel did not object on breach grounds.
  • The district court imposed an indeterminate sentence not to exceed five years; Jordan appealed claiming the prosecutor breached the plea agreement and that counsel was ineffective for failing to object.
  • The court of appeals dismissed for lack of jurisdiction under Iowa Code § 814.7; the Iowa Supreme Court granted further review, held it had jurisdiction (relying on its reasoning in State v. Boldon), found the State did not breach because Jordan forfeited enforcement rights by absconding, and affirmed the sentence.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Jurisdiction to review sentencing-breach claim despite guilty plea and statutes limiting appeals No jurisdiction: guilty-plea appeal bar and §814.7 (ineffective-assistance claims on direct appeal) preclude relief Good cause exists because claim challenges sentence; Boldon permits direct review of prosecutorial breach Court: jurisdiction exists; §814.6 good-cause satisfied; §814.7 does not bar review of sentencing-breach claims per Boldon
Whether the prosecutor breached the plea agreement by recommending prison at sentencing No breach: State was relieved of silence obligation because Jordan absconded and failed to appear Breach: State agreed to remain silent and failed to do so; requests specific performance Court: No breach — Jordan breached first by absconding and thus forfeited right to enforce the State's silence obligation
Ineffective assistance for failing to object to alleged breach Ineffective-assistance claims are typically for postconviction proceedings; breach fails so claim is moot Counsel was ineffective for not objecting to prosecutorial breach Court: No need to grant relief on ineffective-assistance claim because no breach; §814.7 limits authority to adjudicate ineffective-assistance on direct appeal

Key Cases Cited

  • State v. Boldon, 954 N.W.2d 62 (Iowa 2021) (a prosecutorial breach of a plea agreement at sentencing is a sentencing error reviewable on direct appeal)
  • State v. Damme, 944 N.W.2d 98 (Iowa 2020) (good-cause standard satisfied when challenging a sentence rather than the guilty plea)
  • State v. Dudley, 856 N.W.2d 668 (Iowa 2014) (the State need not honor plea benefits when defendant fails to perform his end of the bargain)
  • State v. Emery, 636 N.W.2d 116 (Iowa 2001) (distinguishing subject-matter jurisdiction from a court's authority to resolve certain claims)
  • United States v. Rivera, 954 F.2d 122 (2d Cir. 1992) (a defendant's failure to appear for sentencing can release the government from its plea promises)
  • United States v. Muñoz, 718 F.3d 726 (7th Cir. 2013) (absconding breaches an implied term of a plea agreement to remain for sentencing)
  • United States v. Wells, 211 F.3d 988 (6th Cir. 2000) (a defendant who breaches a plea agreement forfeits rights to its enforcement)
  • United States v. Calabrese, 645 F.2d 1379 (10th Cir. 1981) (defendant’s failure to fulfill plea terms relieves the government of reciprocal obligations)
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Case Details

Case Name: State of Iowa v. Travis James Jordan
Court Name: Supreme Court of Iowa
Date Published: May 14, 2021
Citations: 959 N.W.2d 395; 19-1442
Docket Number: 19-1442
Court Abbreviation: Iowa
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