State of Iowa v. Tracy Adam Thompson
15-1718
| Iowa Ct. App. | Dec 21, 2016Background
- Tracy Thompson pled guilty to aggravated-misdemeanor domestic abuse assault causing bodily injury and signed a written plea agreeing to 2 years' imprisonment with all but 220 days suspended, credit for time served, a suspended $625 fine, and two years' probation.
- The written plea did not mention the mandatory surcharge that would be added to any fine.
- At sentencing the court accepted the plea, imposed the $625 fine and a 35% surcharge ($218.75) but suspended both fines/surcharges consistent with the plea.
- Thompson claimed ineffective assistance of counsel for (1) failing to advise him of the surcharge and (2) failing to move to withdraw his plea when the court imposed the surcharge; he also argued his sentence was illegal because the court both imposed probation and required 220 days’ confinement.
- The court analyzed ineffective-assistance under Iowa standards and the prejudice requirement, and reviewed the sentence for legality under Iowa sentencing statutes.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether counsel was ineffective for not advising Thompson of the mandatory surcharge | State: Counsel satisfied duties; no prejudice because surcharge was suspended under the plea | Thompson: Counsel should have told him about surcharge; would have affected his plea decision | Court: No ineffective assistance — no prejudice because surcharge was suspended by the plea agreement |
| Whether counsel was ineffective for not moving to withdraw plea when court imposed (and suspended) surcharge not in writing | State: No material change — obligations remained those in plea; suspension prevented future payment | Thompson: Court deviated from plea terms by imposing surcharge; counsel should have sought withdrawal | Court: Not ineffective — defendant’s obligations did not increase and surcharge was suspended |
| Whether the sentence imposing both probation and 220 days’ confinement is legal | State: (argued mootness but record shows sentence not discharged) | Thompson: Sentence illegal because statute doesn’t authorize suspending all but 220 days while granting probation | Court: Sentence illegal — imposing confinement plus probation in that fashion is not authorized; remanded for resentencing |
Key Cases Cited
- State v. Fisher, 877 N.W.2d 676 (Iowa 2016) (defendant should be informed of mandatory minimum and maximum fines, including surcharges)
- State v. Straw, 709 N.W.2d 128 (Iowa 2006) (prejudice standard for plea-vacatur claims — reasonable probability defendant would have gone to trial)
- State v. Rodriguez, 804 N.W.2d 844 (Iowa 2011) (standards for proving ineffective assistance of counsel)
- Tindell v. State, 629 N.W.2d 357 (Iowa 2001) (illegal-sentence review — correction of errors at law)
- State v. Harris, 251 N.W.2d 483 (Iowa 1977) (granting probation and imposing confinement can be contradictory)
- State v. Woody, 613 N.W.2d 215 (Iowa 2000) (remand for resentencing when plea is valid but sentence is illegal)
