State of Iowa v. Thomas Aaron Ingram
15-1984
Iowa Ct. App.Feb 8, 2017Background
- Defendant Thomas Ingram was charged with multiple sexual-offense counts based on allegations by his then-12/13-year-old stepdaughter (M.H.) arising July 11 and August 29, 2014; the jury convicted on sexual abuse (third degree), lascivious acts with a child, and assault (lesser-included).
- The State introduced M.H.’s contemporaneous diary entries (July 10–11, 2014) in which she described being raped by her stepfather, her fear, threats against her family, and self-harm; M.H. also testified at trial about the alleged incidents and the reasons for delayed disclosure.
- Defense challenged admission of the diary and expert testimony but did not preserve all objections at trial; Ingram raises ineffective-assistance-of-counsel as an alternative ground for appellate review.
- Expert witness Meghan Jones testified generally about typical behaviors of child sexual-abuse victims (delayed disclosure, denial, fear of not being believed, threats by abuser); defense argued this testimony impermissibly vouched for the victim.
- The district court admitted the diary under the state-of-mind hearsay exception and permitted the expert’s general testimony; the court sentenced Ingram to concurrent/multiple prison terms and this appeal follows.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Admission of victim’s diary | Diary admissible under hearsay exception for declarant’s then-existing state of mind/emotion; relevant to nonconsent and victim’s fear | Diary was hearsay and unduly prejudicial; counsel ineffective for not objecting | Court: Diary admissible under Rule 5.803(3); not unfairly prejudicial; counsel not ineffective; any error harmless because cumulative evidence |
| Expert testimony re: child abuse dynamics (vouching) | Expert may testify generally about typical symptoms/behavior to aid jury understanding; did not opine on truthfulness | Testimony indirectly vouched for victim’s credibility; counsel ineffective for not objecting | Court: Testimony stayed on permissible side of the thin line — general, not case-specific credibility opinion; no error and no ineffective assistance |
| Ineffective-assistance-of-counsel standard/application | N/A (prosecution) | Ingram: counsel failed essential duties by not objecting to diary and vouching testimony, causing prejudice | Court: Applied Strickland/Thorndike; presumes competence, found no deficient performance or prejudice — issues either admissible or cumulative; claim fails |
| Harmlessness of any evidentiary error | N/A | Any erroneous admission prejudiced verdict | Court: Even if error, admission was harmless given corroborating testimony and cumulative nature of diary/evidence |
Key Cases Cited
- State v. Neiderbach, 837 N.W.2d 180 (Iowa 2013) (standard for reviewing evidentiary rulings)
- State v. Dudley, 856 N.W.2d 668 (Iowa 2014) (limits on expert testimony that vouches for witness credibility)
- State v. Brown, 856 N.W.2d 685 (Iowa 2014) (expert testimony and credibility boundaries)
- State v. Jaquez, 856 N.W.2d 663 (Iowa 2014) (permitting general expert testimony about victim behaviors, rejecting credibility opinions)
- Buenaventura v. State, 660 N.W.2d 38 (Iowa 2003) (hearsay-rule principles)
- State v. Newell, 710 N.W.2d 6 (Iowa 2006) (state-of-mind hearsay exception analysis)
- Strickland v. Washington, 466 U.S. 668 (1984) (two-prong ineffective-assistance test)
- State v. Thorndike, 860 N.W.2d 316 (Iowa 2015) (applying Strickland in Iowa context)
