State of Iowa v. Nickalas Michael Lawrence Spiker
16-2090
| Iowa Ct. App. | Sep 13, 2017Background
- In February 2015, 16-year-old Nickalas Spiker engaged in a sexual act with a 13-year-old (A.D.); he pled guilty to lascivious acts with a child under Iowa Code section 709.8.
- Plea agreement: State recommended minimum fine, suspended sentence, and placement in youthful-sex-offender program.
- At sentencing, the district court repeatedly characterized the offense as forcible oral sex and referenced minutes of testimony describing threats and another victim (E.R.).
- After sentencing to a term not to exceed ten years, counsel for both parties alerted the court that the forcible oral-sex description and references to E.R. were not the charged conduct.
- The court admitted it had relied on irrelevant/unproven portions of the minutes (stating it had “made a mistake”) and corrected the record, but it did not change the imposed sentence.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the sentencing court relied on uncharged/unproven conduct (minutes referencing forcible oral sex and another victim) such that due process was violated | State argued the sentence was appropriate and the court’s references reflected the record/context | Spiker argued the court relied on unproven, uncharged facts from the minutes, violating his due-process rights and requiring resentencing | Court held the district court did rely on impermissible factors; because the court could not show the weight given those factors, the sentence was vacated and the case remanded for resentencing before a different judge |
| Whether the conviction should be reversed | State maintained conviction proper on guilty plea | Spiker sought relief based on sentencing error but not reversal of conviction | Court affirmed Spiker’s conviction |
Key Cases Cited
- State v. Cheatheam, 569 N.W.2d 820 (Iowa 1997) (standard for appellate review of sentencing abuse of discretion)
- State v. Delaney, 526 N.W.2d 170 (Iowa Ct. App. 1994) (sentencing court may consider unprosecuted offenses only if admitted or proven at sentencing)
- State v. Black, 324 N.W.2d 313 (Iowa 1982) (limitations on considering unproven allegations at sentencing)
- State v. Lovell, 857 N.W.2d 241 (Iowa 2014) (improper reliance on unproven facts requires vacatur and resentencing before a different judge)
- State v. Ragland, 836 N.W.2d 107 (Iowa 2013) (de novo review for constitutional claims)
