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State of Iowa v. Leah Morgan Mallory
17-0590
Iowa Ct. App.
Nov 8, 2017
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Background

  • Leah Mallory was charged with three counts of assault on persons engaged in certain occupations; one aggravated misdemeanor and two serious misdemeanors.
  • She pleaded guilty to the aggravated-misdemeanor count under a plea agreement: the State dismissed the other counts and recommended 365 days with all but 21 days suspended.
  • Mallory waived the right to file a motion in arrest of judgment, waived an in-court plea colloquy, and waived making a statement in mitigation.
  • The district court accepted the plea, found it voluntary and supported by a factual basis, and imposed the agreed sentence.
  • On appeal Mallory argued her plea was not voluntary/knowing because she was not informed of certain penalties and that trial counsel was ineffective for permitting the plea; she also challenged the sufficiency of the court’s sentencing reasons and noted a clerical statutory error in the written judgment.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether plea was voluntary, knowing, and intelligent State: written plea and colloquy satisfied Rule 2.8 and plea was valid Mallory: plea invalid because she was not informed of minimum/maximum penalties and suspension possibilities for fines/surcharges Court: plea valid; written plea informed of mandatory min/max; no requirement to tell defendant of discretionary suspension of fines
Whether counsel was ineffective for failing to move in arrest of judgment State: counsel did not breach an essential duty given Rule 2.8 compliance Mallory: counsel breached an essential duty by allowing a defective plea Court: ineffective-assistance claim fails because counsel did not breach essential duty on these grounds
Whether sentence lacked sufficient reasons on the record State: court provided sufficient, if brief, reasons for sentence (rehabilitation, community protection, plea agreement) Mallory: court failed to state adequate reasons for selecting sentence Court: reasons were sufficient; sentence within statutory limits and not an abuse of discretion
Whether written judgment incorrectly cited the statute State: error was clerical and correctable Mallory: misidentification of statute was substantive error Court: error was clerical; remanded for nunc pro tunc correction

Key Cases Cited

  • State v. Straw, 709 N.W.2d 128 (discusses effect of failing to move in arrest of judgment and ineffective-assistance pathway)
  • State v. Philo, 697 N.W.2d 481 (counsel breaches essential duty if plea not intelligently and voluntarily made)
  • State v. Fischer, 877 N.W.2d 676 (substantial compliance required with plea-procedure rules)
  • State v. Klein, 574 N.W.2d 347 (court may suspend fines; suspension discretionary)
  • State v. Gray, 514 N.W.2d 78 (same—suspension of fines discretionary)
  • State v. Thacker, 862 N.W.2d 402 (appellate review of sentencing discretion)
  • State v. Johnson, 476 N.W.2d 330 (factors district court must consider when sentencing)
  • State v. Jacobs, 607 N.W.2d 679 (district court must state reasons for sentence; cursory explanation can suffice)
  • State v. Oliver, 588 N.W.2d 412 (failure to provide any reasons may warrant vacating sentence)
  • State v. Hess, 533 N.W.2d 525 (distinguishing clerical errors and remedy by nunc pro tunc correction)
Read the full case

Case Details

Case Name: State of Iowa v. Leah Morgan Mallory
Court Name: Court of Appeals of Iowa
Date Published: Nov 8, 2017
Docket Number: 17-0590
Court Abbreviation: Iowa Ct. App.