State of Iowa v. Johnnathan Monroe Frencher
873 N.W.2d 281
| Iowa Ct. App. | 2015Background
- Frencher was charged with possession with intent to deliver marijuana and a separate concealed-weapon charge; he agreed to plead guilty to the possession charge and the State agreed to dismiss the weapons charge.
- Plea agreement: Frencher would plead guilty without sentencing enhancement and the parties would jointly recommend a suspended sentence with probation.
- At sentencing the prosecutor verbally recommended a "suspended sentence with probation," but also discussed negative information from the PSI and Frencher’s criminal history while urging that Frencher could succeed on probation.
- The district court initially granted a deferred judgment, placed Frencher on probation, and ordered placement at Fort Des Moines; Frencher later moved to correct an illegal sentence and the court vacated the deferred judgment and entered a conviction with a suspended five-year sentence and an order for placement at Fort Des Moines.
- Frencher appealed, arguing plea counsel was ineffective for failing to object to an alleged State breach of the plea agreement (the prosecutor’s statements at sentencing undercutting the agreed recommendation).
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the State breached the plea agreement at sentencing | State: prosecutor complied by recommending the agreed suspended sentence and provided context for that recommendation | Frencher: prosecutor’s emphasis on negative PSI/criminal history effectively undercut the recommendation and breached the agreement | No breach; prosecutor advocated for probation and did not express material reservations |
| Whether counsel was ineffective for failing to object to alleged breach | State: no breach, so no duty to object | Frencher: counsel should have objected to protect plea benefits | Counsel not ineffective because there was no breach and therefore no duty to object |
| Standard for assessing plea-breach claims | State: apply de novo review and require showing of material reservation that deprives defendant of bargain | Frencher: same standard but argued prosecutor’s remarks met it | Court applied de novo review; breach requires more than context-setting remarks—must show material reservation contrary to the plea’s spirit |
| Prejudice requirement for ineffective-assistance claim | State: defendant must show outcome would differ (withdraw plea or resentencing) | Frencher: alleged breach tainted sentencing outcome | Prejudice not shown because no breach; therefore claim fails |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (1984) (establishes performance and prejudice test for ineffective assistance of counsel)
- State v. Straw, 709 N.W.2d 128 (Iowa 2006) (ineffective-assistance standard and de novo review guidance)
- State v. Bearse, 748 N.W.2d 211 (Iowa 2008) (prosecutor must present promised recommendation with approval and not inject material reservations)
- State v. Fannon, 799 N.W.2d 515 (Iowa 2011) (prejudice for plea-breach claims includes entitlement to withdraw plea or resentencing)
- State v. Horness, 600 N.W.2d 294 (Iowa 1999) (State must comply with spirit of plea recommendation; alternative recommendations can constitute breach)
- State v. Mulder, 313 N.W.2d 885 (Iowa 1981) (ineffective-assistance claims ordinarily preserved for postconviction relief)
- State v. Johnson, 784 N.W.2d 192 (Iowa 2010) (when record sufficient, ineffective-assistance claims may be resolved on direct appeal)
- United States v. Cachucha, 484 F.3d 1266 (10th Cir. 2007) (prosecutor should not inject material reservations about a promised recommendation)
- State v. Carillo, 597 N.W.2d 497 (Iowa 1999) (prejudice may be shown by right to withdraw plea or resentencing)
