State of Iowa v. James L. Thorne
16-0355
| Iowa Ct. App. | Oct 26, 2016Background
- In Dec. 2014 officers executing a search warrant at James Thorne’s home discovered a 15-year-old girl leaving a bedroom; Thorne was 20. Texts and statements indicated a sexual relationship.
- Thorne was charged with four counts of third-degree sexual abuse (class C felonies).
- He signed a plea agreement and entered Alford pleas to three reduced counts: assault with intent to commit sexual abuse (aggravated misdemeanors). One count was dismissed.
- The plea provided for consecutive two-year prison terms suspended in favor of probation, a ten-year special sentence under section 903B.2, and sex-offender registration.
- Thorne appealed, claiming ineffective assistance of counsel: (1) counsel allowed an Alford plea without a sufficient factual basis because the conduct was purportedly consensual; (2) counsel misadvised him about the length of required sex-offender registration, rendering the plea unknowing/ involuntary.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether counsel was ineffective for permitting an Alford plea absent a factual basis | State: record supports a factual basis because victim was under age and could not consent | Thorne: relationship was consensual; no assault occurred, so no factual basis for assault with intent to commit sexual abuse | Court: No ineffective assistance; statutory and precedent law treat sexual activity with a minor as assault for these offenses, so factual basis existed |
| Whether plea was knowing and voluntary because counsel misadvised about sex-offender registration term | State: record does not show counsel’s specific advice; no record-based finding | Thorne: counsel told him registration would be 10 years; actual law may require lifetime registration under §692A.106(5) | Court: Record inadequate to resolve; preserved for possible postconviction relief |
Key Cases Cited
- Ennenga v. State, 812 N.W.2d 696 (Iowa 2012) (standard of review for ineffective-assistance claims)
- State v. Carroll, 767 N.W.2d 638 (Iowa 2009) (two-part ineffective-assistance test)
- State v. McKettrick, 480 N.W.2d 52 (Iowa 1992) (defendant’s burden to show counsel ineffective)
- State v. Finney, 832 N.W.2d 46 (Iowa 2013) (requirement of factual basis for guilty pleas)
- State v. Schminkey, 597 N.W.2d 785 (Iowa 1999) (factual-basis requirement applies to guilty pleas)
- State v. Anderson, 222 N.W.2d 494 (Iowa 1974) (minor cannot legally consent; sexual act on minor constitutes assault with intent)
- State v. Coil, 264 N.W.2d 293 (Iowa 1978) (consent by a minor does not negate assault with intent to commit statutory rape)
- State v. Fountain, 786 N.W.2d 260 (Iowa 2010) (preserve claims for postconviction when record is inadequate)
- North Carolina v. Alford, 400 U.S. 25 (U.S. 1970) (definition and effect of an Alford plea)
