926 N.W.2d 545
Iowa2019Background
- On July 28, 2017 Evan Headley forced his ex-girlfriend S.M. into her home, restrained her and left visible injuries; he was on probation and subject to protective orders at the time.
- Headley pleaded guilty to second-degree burglary and enhanced domestic abuse assault pursuant to a plea agreement.
- A presentence investigation report (PSI) included two actuarial risk instruments (Iowa Risk Revised (IRR) and DRAOR), mental-health/substance screening, and a DOC sentencing recommendation; the PSI recommended incarceration.
- At sentencing the judge asked defense counsel whether they reviewed the PSI; counsel replied they had and had no corrections. The court imposed an aggregate prison term (up to 18 years) and stated restitution would be ordered if a specific amount was presented.
- The sheriff later sought reimbursement for jail room-and-board and the court assessed court costs and correctional fees against Headley. Headley appealed his sentence raising multiple challenges.
Issues
| Issue | Plaintiff's Argument (State) | Defendant's Argument (Headley) | Held |
|---|---|---|---|
| Whether court abused discretion by considering actuarial risk tools in PSI | Tools are pertinent information and permissible for sentencing | Use of IRR/DRAOR is unauthorized by statute and thus improper | Court did not abuse discretion to consider the tools on their face as PSI content |
| Whether consideration of risk tools violated due process | N/A – State defends sentencing practice | Use of actuarial tools without notice/record violated due process; limitations/cautions were not before court | Claim not preserved; record insufficient for direct review—may be raised in postconviction relief |
| Whether court abused discretion by considering DOC sentencing recommendation | Recommendation is nonbinding but is pertinent information about risk/rehabilitation | DOC recommendation improperly influenced sentencing | Court did not abuse its discretion in considering the DOC recommendation |
| Whether restitution/costs were illegally imposed and whether ability-to-pay was considered | Court costs and correctional fees may be assessed where costs would have been incurred; restitution order appropriate if ability to pay analyzed | Ordering costs for dismissed charges and imposing fees without first determining reasonable ability to pay rendered sentence illegal/error | Assessment of costs for dismissed charges was not illegal; however restitution/costs were imposed without required ability-to-pay analysis—restitution vacated and remanded for that analysis |
Key Cases Cited
- State v. Gordon, 921 N.W.2d 19 (Iowa 2018) (defendant must object at sentencing to preserve due-process challenge to PSI risk tools unless the record alone resolves the impropriety)
- State v. Guise, 921 N.W.2d 26 (Iowa 2018) (arguments about actuarial tool limits are essentially due-process claims that must be preserved)
- State v. Seats, 865 N.W.2d 545 (Iowa 2015) (abuse-of-discretion standard for sentences within statutory limits)
- State v. Formaro, 638 N.W.2d 720 (Iowa 2002) (societal goals of sentencing include rehabilitation and community protection)
- State v. Pappas, 337 N.W.2d 490 (Iowa 1983) (sentencing judges have broad discretion to rely on information presented at sentencing)
- State v. Grgurich, 253 N.W.2d 605 (Iowa 1977) (PSI recommendations are advisory and not binding on the court)
- State v. Cupples, 152 N.W.2d 277 (Iowa 1967) (courts should consider nature of offense, defendant’s character and prospects for reform when sentencing)
