State of Iowa v. Andrew William Schlachter
2016 Iowa App. LEXIS 723
| Iowa Ct. App. | 2016Background
- Andrew Schlachter pled guilty to OWI (second offense) pursuant to a plea agreement in which the State agreed to recommend 180 days in jail with all but 30 days suspended and the statutory minimum fine; related simple misdemeanors were to be dismissed and defendant agreed to pay costs.
- At sentencing the prosecutor stated the State's recommendation exactly as in the plea agreement, then recited Schlachter's criminal history (confirmed by defense counsel).
- Schlachter and counsel made allocution; the State offered no rebuttal or qualification of its recommendation.
- The court imposed a sentence exceeding the plea recommendation (committed Schlachter to prison up to two years) and issued mittimus immediately.
- Schlachter appealed, claiming the prosecutor breached the plea agreement by emphasizing his criminal history and counsel was ineffective for failing to object to that alleged breach.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the prosecutor breached the plea agreement by reciting the defendant's criminal history at sentencing | State: No breach; the prosecutor made an unqualified recommendation and properly informed the court of the defendant's record. | Schlachter: Prosecutor's emphasis on prior convictions undermined plea recommendation, breaching the agreement. | No breach. The prosecutor's accurate recital of criminal history did not qualify or undercut the State's unqualified recommendation. |
| Whether counsel was ineffective for failing to object to the alleged breach | State: Counsel not ineffective because no breach occurred; no merit to object. | Schlachter: Counsel failed an essential duty by not objecting to the prosecutor's alleged breach, entitling him to relief. | Counsel not ineffective. Because there was no breach, failure to object was not ineffective assistance. |
Key Cases Cited
- State v. Lopez, 872 N.W.2d 159 (Iowa 2015) (ineffective-assistance rule and analysis of plea‑agreement breach at sentencing)
- State v. Fannon, 799 N.W.2d 515 (Iowa 2011) (prosecutor statements that undermine plea agreement can require plea withdrawal)
- State v. Bearse, 748 N.W.2d 211 (Iowa 2008) (prosecutor suggested alternative recommendation, constituting breach)
- State v. Horness, 600 N.W.2d 294 (Iowa 1999) (prosecutor must not inject reservations undermining plea agreement)
- United States v. Benchimol, 471 U.S. 453 (U.S. 1985) (prosecutor need not enthusiastically advocate leniency unless agreement requires explanation)
- United States v. Cachucha, 484 F.3d 1266 (10th Cir. 2007) (prosecutor must not inject material reservations about promised recommendation)
- State v. Frencher, 873 N.W.2d 281 (Iowa Ct. App. 2015) (no breach where prosecutor emphasized negatives but still supported probation)
