968 N.W.2d 919
Iowa Ct. App.2021Background
- Emanuel pled guilty to a felony; sentencing was continued from March 30 to April 13 so he could complete a substance-abuse evaluation.
- Iowa Supreme Court supervisory orders during the COVID-19 pandemic (Mar. 14 and Apr. 2, 2020) authorized virtual sentencing with a defendant waiver (written or on the record).
- The district court ordered the sheriff to make Emanuel available via audiovisual closed-circuit TV; the April 13 sentencing was conducted with Emanuel appearing from the jail and counsel/state via ICN.
- The judge advised Emanuel of his right to appear in person, explained the court’s use of audiovisual means due to COVID-19, and asked whether Emanuel was okay proceeding that way; Emanuel responded, “Yes.”
- Emanuel was given an opportunity for allocution, was sentenced, and appealed, arguing his waiver of in-person presence was not knowing, voluntary, or intelligent and was coerced by the court’s prior order.
Issues
| Issue | State's Argument | Emanuel's Argument | Held |
|---|---|---|---|
| Whether Emanuel validly waived his right to be personally present at sentencing | Waiver was valid because the court informed Emanuel of his right to appear and obtained an on-the-record consent to proceed virtually | Waiver was not knowing/voluntary; was coerced by the court’s preemptive order and the court failed to tell him the hearing could be continued for an in-person sentencing | Waiver was knowing, intentional, and unambiguous; no coercion shown; court did not abuse discretion; sentence affirmed |
Key Cases Cited
- State v. Witham, 583 N.W.2d 677 (Iowa 1998) (appellate review of sentencing requires a showing of abuse of discretion or a procedural defect)
- State v. Webb, 516 N.W.2d 824 (Iowa 1994) (defendant has right to be present at sentencing but may waive that right)
- State v. Rogerson, 855 N.W.2d 495 (Iowa 2014) (defining ICN as a two-way videoconferencing system)
- State v. Damme, 944 N.W.2d 98 (Iowa 2020) (standard for appellate jurisdiction and good cause to appeal sentencing issues)
- In re A.H., 950 N.W.2d 27 (Iowa Ct. App. 2020) (contextual discussion of COVID-19 pandemic effects on court operations)
