986 N.W.2d 581
Iowa2023Background:
- Defendant Alexander Ross was tried in March 2020 for two counts of second-degree sexual abuse based solely on the testimony of two stepdaughters (L.C. and K.C.); no physical or independent corroborating evidence was offered.
- The district court, over defense objection, gave two nearly identical three-sentence noncorroboration instructions (one for each child): (1) evaluate the child’s testimony like any other witness; (2) the law does not require the child’s testimony be corroborated; and (3) you may convict if that testimony convinces you beyond a reasonable doubt.
- The jury convicted on both counts; Ross received lengthy prison terms and a lifetime special sentence; he appealed claiming insufficient evidence, improper sentencing factor, and erroneous noncorroboration instructions.
- The Iowa Court of Appeals reversed the convictions on the instruction error (relying on State v. Kraai and State v. Mathis); the State sought further review by the Iowa Supreme Court.
- The Iowa Supreme Court affirmed the court of appeals: it held the particularized noncorroboration instructions improperly highlighted the victims’ testimony and, given the prosecution’s case relied entirely on that testimony, the presumption of prejudice was not overcome; convictions vacated and case remanded for retrial.
- A dissent would have affirmed, arguing the three-sentence form cured asymmetry, the evidence was strong, and any error was harmless.
Issues:
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Propriety of the three-sentence noncorroboration instruction | Instruction’s first and third sentences prevent singling out victims; instruction corrects common juror misconception | Instruction still particularizes and emphasizes victims’ testimony and omits that noncorroboration applies to all witnesses | Instruction was improper: asymmetrical and highlighted victims’ testimony; not cured by other instructions |
| Whether the instructional error was prejudicial (need for new trial) | Any error was harmless because evidence of guilt was sufficient / strong | Error likely prejudiced jury because State’s case depended entirely on uncorroborated victim testimony | Presumption of prejudice not overcome; new trial required |
| Sufficiency of the evidence to support convictions | Victim testimony was sufficient to sustain convictions | Evidence insufficient absent corroboration | Court left court-of-appeals ruling on sufficiency intact: evidence sufficient to sustain convictions (but convictions vacated on instruction error) |
| Consideration of sentencing challenge on appeal | (State) N/A | Ross argued improper sentencing factor | Supreme Court declined to consider sentencing challenge because case remanded for new trial |
Key Cases Cited
- State v. Kraai, 969 N.W.2d 487 (Iowa 2022) (held a truncated noncorroboration instruction improperly emphasized complainant testimony and may mislead jurors)
- State v. Mathis, 971 N.W.2d 514 (Iowa 2022) (applied Kraai where uncorroborated child testimony was the focal point and reversal was required)
- State v. Donahue, 957 N.W.2d 1 (Iowa 2021) (standard for reviewing jury-instruction errors and when prejudice is presumed)
- State v. Kennedy, 846 N.W.2d 517 (Iowa 2014) (inquiry into whether verdict actually rested on the error)
- State v. Plain, 898 N.W.2d 801 (Iowa 2017) (prejudice test for nonconstitutional instructional errors)
- State v. Rohm, 609 N.W.2d 504 (Iowa 2000) (instructions reviewed as a whole and judged in context)
