State of Indiana Ex Rel., Indiana Supreme Court Disciplinary Commission v. Derek A. Farmer
978 N.E.2d 409
Ind.2012Background
- Commission filed verified petition seeking injunction to enjoin Farmer from practicing law in Indiana (Mar. 22, 2011).
- Farmer, an Ohio attorney, had no Indiana license and limited Indiana presence, working on Ivy’s post-conviction case under Ohio and Indiana contexts.
- Ivy, in Delaware County, Indiana, sought post-conviction relief; Farmer provided substantial services though not admitted in Indiana.
- Engagement letters and invoices show a flat fee and ongoing work from 2002–2006 related to Ivy’s case.
- Ohio suspended Farmer from 2006–2008; after suspension, Farmer purportedly continued work and later terminated the agreement; no Indiana temporary admission was pursued for Ivy case.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Farmer’s Indiana work for Ivy violated Rule 5.5 as unauthorized practice. | Commission argues three-year non-temporary practice violated 5.5. | Farmer contends conduct was temporary, excerpted under 5.5(c)(2). | Not proven; conduct deemed temporary. |
| Whether Farmer’s travel to Indiana during Ohio suspension constituted unauthorized practice. | Travel and affidavit collection violated Indiana practice. | No conduct of interviewing or collecting affidavit established as act of practice in Indiana. | Travel/affidavit activity not constituting practice. |
| Whether temporary admission under Admis. Disc. Rule 3(2) could have authorized appearance in Ivy’s case. | Temporary admission unavailable due to pending Ohio discipline. | Rule 3(2) discretionary; could have permitted admission despite Ohio proceedings. | Commission failed to prove no reasonable expectation of admission; 3(2) could apply. |
| What standard of proof governs the Commission’s claims? | Clear and convincing burden applies. | Same standard; Farmer disputes certain factual inferences. | Burden requires clear and convincing evidence; not satisfied. |
Key Cases Cited
- State ex rel. Indiana State Bar Ass’n v. Northouse, 848 N.E.2d 668 (Ind. 2006) (protect public from unlicensed practice; original actions allowed)
- Diaz v. State, 838 N.E.2d 433 (Ind. 2005) (clear and convincing standard in disciplinary matters)
- J.C.C. v. State, 897 N.E.2d 931 (Ind. 2008) (clarifies intermediate burden of proof)
- Matter of Fieger, 887 N.E.2d 87 (Ind. 2008) (temporary admission under Rule 3(2) discretion of trial court)
- Contempt of Mittower, 693 N.E.2d 555 (Ind. 1998) (defining core element of practicing law as giving legal advice)
- Patterson v. State, 907 N.E.2d 970 (Ind. 2009) (court’s review of what constitutes practice of law)
