State of Arizona v. Steven Ray Lopez
234 Ariz. 513
| Ariz. Ct. App. | 2014Background
- In 2007 Steven Lopez pled guilty to two counts of second-degree murder and received consecutive 18-year terms.
- In 2012 Lopez filed a Rule 32 post-conviction notice claiming his plea was not knowing, voluntary, and intelligent because he was not informed he would be subject to community supervision after prison.
- Lopez argued Jenkins (193 Ariz. 115) improperly requires a "but-for" materiality showing to overturn a plea when punitive consequences were not disclosed, and that Stewart (202 Ariz. 446) allowed raising such constitutional claims regardless of timeliness.
- The trial court held an evidentiary hearing, found Lopez had not been properly informed of community supervision, but concluded his failure to timely seek post-conviction relief was not without fault and that he would have pled guilty even if informed.
- The trial court denied relief; Lopez petitioned this court for review, arguing Jenkins is contrary to federal law and Stewart should excuse the Rule 32.4(a) timeliness bar.
Issues
| Issue | Plaintiff's Argument (Lopez) | Defendant's Argument (State) | Held |
|---|---|---|---|
| Applicability of Stewart to toll or excuse Rule 32.4(a) timeliness | Stewart allows constitutional claims to be raised regardless of timeliness because waiver inquiry depends on the right, not the claim's merits | Stewart addresses waiver/preclusion under Rule 32.2, not the jurisdictional timeliness rule 32.4(a); timeliness is separate and jurisdictional | Stewart does not apply to Rule 32.4(a); timeliness requirements are jurisdictional and not excused by Stewart |
| Whether Jenkins' materiality/"but-for" causation requirement is improper | Jenkins improperly requires a but-for showing when punitive consequences were not disclosed; due process requires disclosure regardless of materiality | Jenkins remains the correct standard to determine whether lack of disclosure affected the plea decision (i.e., materiality) | Court did not reach Jenkins challenge because Lopez's claim is time-barred under Rule 32.4(a) |
| Whether Lopez's late notice was "without fault" under Rule 32.1(f) | Lopez contended he was entitled to excuse of lateness (argued below but abandoned on review) | Trial court found Lopez was at fault for failing to timely file; State relied on that finding | Lopez failed to show his untimely filing was without fault; claim dismissed as time-barred |
Key Cases Cited
- State v. Swoopes, 216 Ariz. 390 (App. 2007) (standard of review for appellate review of Rule 32 rulings)
- State v. Jenkins, 193 Ariz. 115 (App. 1998) (materiality/causation standard for undisclosed consequences of a plea)
- Stewart v. Smith, 202 Ariz. 446 (Ariz. 2002) (waiver/preclusion under Rule 32.2 depends on the particular right alleged, not claim merits)
- State v. Smith, 171 Ariz. 501 (App. 1992) (timely filing of notices is jurisdictional for appeals)
- State v. Perez, 141 Ariz. 459 (1984) (appellate court will affirm trial court if result is legally correct for any reason)
