359 P.3d 1025
Ariz. Ct. App.2015Background
- Police obtained a no-knock search warrant for Vassell’s residence suspected of narcotics activity and executed it with a 10-officer SWAT team at night.
- Officers breached the front door with a battering ram, repeatedly announced “Tucson Police, search warrant” (including via loudspeaker in English and Spanish), and used flash-bang distraction devices.
- On entry officers saw Vassell on a couch holding a rifle; he ran into a hallway with the rifle pointed back toward officers. Two shots were later fired from the hallway/bathroom area; ballistic evidence identified a .223-caliber rifle as the source.
- Police surrounding the house later secured Vassell after several hours; search recovered >14 pounds of marijuana and packaging indicia.
- At trial defense requested a jury instruction on justification/self-defense (arguing Vassell may have believed intruders were home-invaders impersonating police); the court denied the instruction and convicted Vassell of conspiracy to possess marijuana for sale, possession of a deadly weapon during a felony, and endangerment.
- On appeal Vassell argued the trial court erred by refusing the justification instruction; the State and majority held the evidence lacked even the "slightest" support for a reasonable belief he did not know intruders were police, while a concurring opinion would have found the evidence sufficient but concluded the claim was forfeited because the defense did not submit a written instruction under Rule 21.2.
Issues
| Issue | Plaintiff's Argument (State) | Defendant's Argument (Vassell) | Held |
|---|---|---|---|
| Whether trial court erred by refusing a justification (self-defense) instruction | No — evidence showed officers clearly identified themselves and used lawful force; no slight evidence Vassell mistakenly believed they were not police | Yes — circumstantial evidence (unmarked van, darkness, flash-bangs, brief chaotic entry) permitted a reasonable inference Vassell believed entrants were home-invaders, so instruction required | Denied by majority: no slightest evidence he actually believed entrants were not police; instruction properly refused |
| Whether failure to submit the requested instruction in writing preserved the claim | N/A at trial; on appeal State did not raise procedural forfeiture below | Procedural default not asserted at trial; oral request sufficed because legal theory was clear and timely | Concurrence: would affirm on procedural ground — defense failed to comply with Rule 21.2 so claim forfeited; majority disagreed and addressed merits |
Key Cases Cited
- State v. King, 225 Ariz. 87 (interpreting justification standard and directing courts to view evidence in light most favorable to party requesting instruction)
- State v. Ruggiero, 211 Ariz. 262 (instruction refusal reviewed for abuse of discretion; "slightest evidence" standard for justification instruction)
- State v. Hussain, 189 Ariz. 336 (same "slightest evidence" principle for defensive instruction entitlement)
- State v. Walters, 155 Ariz. 548 (instruction required only if reasonably and clearly supported by evidence)
- State v. Salazar, 24 Ariz. App. 472 (no instruction where no evidence defendant knew victim was not a police officer)
- State v. Skinner, 118 Ariz. 517 (instruction proper where defendant denied knowledge victim was a plain-clothes officer)
- State v. Johnson, 108 Ariz. 42 (trial court raised justification issue sua sponte; addressing when written submission of instruction may be excused)
- United States v. Upton, 559 F.3d 3 (federal authority on timeliness and preservation for instruction requests referenced for Rule 21.2 analysis)
- State v. Westlund, 536 P.2d 20 (Wash. Ct. App. — rejecting a reasonable-mistake-of-fact standard where a suspect resists lawful arrest by police)
