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312 P.3d 1119
Ariz.
2013
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Background

  • Richard J. Glassel was convicted of two counts of first‑degree murder and thirty counts of attempted first‑degree murder for a 2000 shooting; sentenced to death in 2003.
  • This Court affirmed the convictions and sentences in 2005; certiorari to the U.S. Supreme Court was denied in 2006.
  • In 2010 Glassel filed a Rule 32 post‑conviction petition asserting, among other claims, ineffective assistance of trial counsel; that petition was pending when he died in January 2013.
  • The superior court dismissed the Rule 32 proceedings and, relying on State v. Griffin, vacated the indictment and convictions (abatement ab initio).
  • The State appealed; the Supreme Court granted review to determine whether Griffin’s abatement doctrine applies when a defendant dies after direct appeal is resolved but while collateral post‑conviction relief is pending.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether Griffin’s abatement ab initio applies when a defendant dies while a Rule 32 petition is pending State: Griffin applies only to death during direct appeal; not to collateral proceedings Glassel (via Rule 32): Rule 32 is effectively equivalent to a direct appeal for claims first raised there (e.g., ineffective assistance) Court: Griffin does not apply to collateral post‑conviction proceedings; convictions affirmed on direct appeal remain intact
Whether Rule 32 petitions are equivalent to direct appeals for abatement purposes State: Rule 32 is collateral and distinct from constitutional right to appeal Glassel: First opportunity to raise some claims in Rule 32 makes it equivalent in practice Court: Rule 32 is collateral/supplementary to direct appeal; not equivalent for abatement doctrine
Whether finality and victims’ interests require overruling Griffin Victims (amici): Abatement harms victims’ rights and finality; some jurisdictions have abandoned or limited Griffin No party squarely asked to overrule Griffin; State did not press full overruling here Court: Declined to address overruling Griffin; left Griffin intact for direct‑appeal deaths but limited its application to that context

Key Cases Cited

  • State v. Griffin, 121 Ariz. 538, 592 P.2d 372 (Ariz. 1979) (establishes abatement ab initio when defendant dies pending direct appeal)
  • State v. Glassel, 211 Ariz. 33, 116 P.3d 1193 (Ariz. 2005) (affirming Glassel’s convictions and sentences)
  • Dove v. United States, 423 U.S. 325 (U.S. 1976) (distinguishing direct appeals from discretionary review for abatement purposes)
  • United States v. Bechtel, 547 F.2d 1379 (9th Cir. 1977) (federal discussion of abatement on death pending appeal)
  • State v. Carriger, 143 Ariz. 142, 692 P.2d 991 (Ariz. 1984) (Rule 32 is collateral and separate from constitutional right to appeal)
  • Canion v. Cole, 210 Ariz. 598, 115 P.3d 1261 (Ariz. 2005) (presumption that convictions affirmed on direct appeal are regularly obtained and valid)
  • People v. Valdez, 911 P.2d 703 (Colo. App. 1996) (collateral appeals should be dismissed, not abated, after unsuccessful direct appeal)
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Case Details

Case Name: State of Arizona v. Richard J. Glassel
Court Name: Arizona Supreme Court
Date Published: Nov 21, 2013
Citations: 312 P.3d 1119; 233 Ariz. 353; 2013 Ariz. LEXIS 267; 2013 WL 6163376; 674 Ariz. Adv. Rep. 27; CR-13-0060-AP
Docket Number: CR-13-0060-AP
Court Abbreviation: Ariz.
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