State of Arizona v. Javier Solis
236 Ariz. 242
| Ariz. Ct. App. | 2014Background
- Solis was convicted after a jury trial of criminal damage, endangerment, DUI with BAC .08, extreme DUI with BAC .15, and extreme DUI with BAC .20; sentences were enhanced, presumptive, concurrent terms.
- The State offered an ADOC pen pack as documentary proof of Solis’s two historical prior felony convictions for sentence enhancement.
- Soliss objected to admitting the pen pack as self-authenticating; the trial court admitted it as self-authenticating under Rule 902(8).
- At the time of the April 2011 accident, Solis’s blood alcohol was found to be .24 after a hospital draw; Miranda warnings were given.
- The pen pack contained an Automated Summary Report, a photograph, a fingerprint card, and an in-state exemplification signed by an ADOC administrator and notarized, purporting to certify the entire pack as true and correct.
- On appeal, Solis argued the pen pack’s notarization (jurat) did not satisfy Rule 902(8) and that the pen pack alone could not prove two prior felonies; he also challenged the conviction on double jeopardy grounds for lesser-included offenses.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Admissibility of pen pack under Rule 902(8) | Solis contends the pen pack is not self-authenticating because the notary performed a jurat, not an acknowledgment. | State asserts the jurat suffices, and the entire pen pack is incorporated and authenticated by the exemplification. | Pen pack properly admitted; jurat fulfilled acknowledgment purpose; notary authenticated the signature and contents. |
| Sufficiency of evidence of two historical prior felonies | Solis claims evidence insufficient to prove two prior felonies beyond a reasonable doubt. | State maintains pen pack alone (and accompanying materials) adequately proves two prior convictions. | Pen pack alone sufficient to prove two historical prior felonies for sentence enhancement. |
| Double jeopardy for BAC .08 and .15 offenses | These offenses are lesser-included of the .20 offense; convictions should be vacated. | State concedes but Solis argues for review of fundamental error irrespective of concession. | Convictions for BAC .08 and .15 are vacated as lesser-included offenses of the .20 offense. |
Key Cases Cited
- State v. Rutledge, 205 Ariz. 7 (Ariz. 2003) (review of evidentiary rulings for abuse of discretion; appellate standard)
- State v. Kearney, 206 Ariz. 547 (Ariz. App. 2003) (interpretation of court rules de novo)
- State v. Robles, 213 Ariz. 268 (Ariz. App. 2006) (documentary evidence may suffice to prove prior convictions for sentencing)
- State v. Hauss, 140 Ariz. 230 (Ariz. 1984) (proper procedure to establish prior convictions; documentary evidence preferred)
- State v. Lee, 114 Ariz. 101 (Ariz. 1976) (establishing prior convictions via certified copies; credibility concerns)
- State v. Trujillo, 227 Ariz. 314 (Ariz. App. 2011) (pen packs can be sufficient to prove prior convictions)
- State v. Nash, 143 Ariz. 392 (Ariz. 1985) (documentation of prior judgments; support for documentary evidence rule)
- State v. Lavers, 168 Ariz. 376 (Ariz. 1991) (evidence rules and proof standards for prior convictions)
- State v. King, 213 Ariz. 632 (Ariz. App. 2006) (documentary authentication and evaluation of authenticity)
- State v. Irving, 165 Ariz. 219 (Ariz. App. 1990) (competent authentication of documents; weigh reliability)
