State ex rel. Wayne Dalton Corp. v. Indus. Comm.
2017 Ohio 7736
| Ohio Ct. App. | 2017Background
- Claimant Candie Simon injured her back at work in 2011; claim allowed for ruptured disc T12-L1 and post-thoracotomy syndrome; she underwent surgery in 2012 performed by Dr. Mark Cecil.
- Dr. Cecil's records: recommended gradual return to sedentary work (Nov 2013); by Feb 2014 noted intractable thoracolumbar pain and stated a "compelling case" for PTD; on Aug 8, 2014 he completed a C-140 indicating ability to work 2 hours/day, 5 days/week; on Aug 11, 2014 he wrote claimant is "permanently and totally disabled from sustained remunerative activity;" on Apr 6, 2015 he again opined claimant was disabled for sustained remunerative employment.
- Independent and commission examiners: Dr. Dennis Glazer (Nov 2014) said claimant is employable at sedentary level; Dr. Nicholas Varrati (Feb 2015, commission exam) concluded claimant could not sustain remunerative employment and assigned 43% whole-person impairment.
- Employer (Wayne Dalton) offered claimant a front-desk job (2 hours/day, M–F) in Nov 2014; claimant worked that job from Mar 17–Apr 1, 2015 (two hours daily) and participated in vocational rehab; employer produced surveillance video showing various activities across 2013–2015.
- An SHO awarded PTD effective Apr 6, 2015, relying primarily on Drs. Cecil and Varrati; employer sought reconsideration, commission denied it, and employer filed this mandamus action seeking to vacate the PTD award.
Issues
| Issue | Plaintiff's Argument (Wayne Dalton) | Defendant's Argument (Commission / Simon) | Held |
|---|---|---|---|
| Whether Dr. Cecil's records (Aug 8 C-140; Aug 11 letter; Apr 6, 2015 note) are equivocal/contradictory and thus inadmissible as "some evidence" to support PTD | Cecil's C-140 (2 hrs/day) contradicts his Aug 11 letter and Apr 6 note; the August letter repudiates the C-140 and is therefore equivocal | The C-140 showing 2 hrs/day is not capacity for sustained remunerative employment (court’s precedent: 4+ hrs/day is needed); Cecil’s later notes consistently state claimant cannot sustain remunerative work | Held: Cecil's Aug 11 and Apr 6 reports are not equivocal and constitute some evidence supporting PTD |
| Whether the SHO properly found the allowed medical conditions alone preclude all sustained remunerative employment (so non-medical factors need not be considered) | Employer argues medical evidence is insufficient when weighed against surveillance, claimant’s brief employment, and lack of driving restrictions; thus PTD should be denied | Commission/claimant rely on treating and commission examiner opinions (Cecil and Varrati) showing intractable pain and objective findings; SHO considered surveillance and job offer and found them not dispositive | Held: There is some evidence (Cecil and Varrati) that allowed conditions alone preclude sustained remunerative employment; SHO did not abuse discretion |
| Whether Dr. Varrati’s report is incomplete/deficient because it relied on claimant’s history and failed to note employer job offer or vocational efforts | Employer contends Varrati’s report omitted material history, was based on claimant’s subjective/supposedly false reports (contradicted by surveillance and testimony), and thus cannot be some evidence | Commission notes Varrati reviewed commission records (which included VocWorks report and job offer) and based opinion on allowed conditions, records, exam findings and claimant’s complaints; employer could have sought Varrati’s deposition under the administrative rule but did not | Held: Varrati’s report is some evidence; employer’s remedy was to request deposition/interrogatories and failure to do so undermines its complaint |
| Whether surveillance and employer job offer defeat the PTD finding | Employer argues video and the front-desk offer show claimant can perform sustained remunerative work | Commission/SHO weighed surveillance and job offer, found activities unimpressive or consistent with limitations, and found job attempts unsuccessful; treating and examining physicians’ findings remained persuasive | Held: Court will not reweigh credibility; surveillance and job offer do not overcome the medical opinions; PTD award affirmed |
Key Cases Cited
- State ex rel. George v. Industrial Commission, 130 Ohio St.3d 405 (recognizes that equivocation disqualifies a medical opinion)
- State ex rel. Eberhardt v. Flxible Corp., 70 Ohio St.3d 649 (defining equivocation and when a medical opinion is disqualified)
- State ex rel. Lopez v. Industrial Commission, 69 Ohio St.3d 445 (medical reports may be so internally inconsistent as to be excluded)
- State ex rel. Taylor v. Industrial Commission, 71 Ohio St.3d 582 (same principle on internal inconsistency)
- State ex rel. Young v. Industrial Commission, 79 Ohio St.3d 484 (courts will not second-guess medical expertise to manufacture inconsistency)
- State ex rel. Toth v. Industrial Commission, 80 Ohio St.3d 360 (part-time work can constitute sustained remunerative employment—case-specific)
- State ex rel. Rouch v. Eagle Tool & Machine Co., 26 Ohio St.3d 197 (mandamus standard: court will not disturb commission when some evidence supports finding)
- State ex rel. Pavis v. General Motors Corp., 65 Ohio St.3d 30 (commission best positioned to weigh evidence and credibility)
- State ex rel. Speelman v. Industrial Commission, 73 Ohio App.3d 757 (if medical evidence alone bars work, non-medical factors need not be analyzed)
- State ex rel. Midmark Corp. v. Industrial Commission, 78 Ohio St.3d 2 (procedural remedy to depose commission-appointed doctors)
- State ex rel. Lawson v. Mondie Forge, 104 Ohio St.3d 39 (possession of driving ability does not preclude PTD)
