STATE ex rel. OKLAHOMA BAR ASSOCIATION v. ZANNOTTI
326 P.3d 496
| Okla. | 2014Background
- Respondent Mark Zannotti, a practicing attorney, began a sexual relationship with client J.D. while representing her in a divorce; he withdrew as counsel shortly after the relationship began.
- On October 26, 2011, an incident at J.D.’s home resulted in physical injuries to J.D., destruction of her cell phone, and a protective order; criminal charges for domestic assault and malicious injury to property followed.
- Respondent pled nolo contendere to the misdemeanor charges; the criminal court deferred judgment and sentence for two years.
- The Oklahoma Bar Association (OBA) filed a disciplinary complaint; parties stipulated facts and recommended public censure with probation, but the Professional Responsibility Tribunal (PRT) found violations and recommended a public reprimand with probation.
- The Supreme Court conducted de novo review, found Respondent violated ORPC Rule 8.4(b) and RGDP Rule 1.3 (and noted an unpled violation of ORPC Rule 1.8(j)), and imposed a two-year suspension, subject to reconsideration if criminal sentencing is accelerated.
- The Court also addressed procedural issues: the district clerk and OBA failed to file the deferred-judgment documents under RGDP Rule 7.2, prompting the Court to direct OBA to timely furnish such documents in future cases; the OBA’s motion for costs was denied.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Respondent violated professional conduct rules by committing domestic violence and related acts | OBA: Respondent’s nolo plea and underlying facts demonstrate violation of ORPC Rule 8.4(b) and RGDP Rule 1.3 (conduct bringing discredit on the profession) | Zannotti: Stipulated facts but limited admissions; argued remorse, mitigation, and sought only public reprimand and probation | Court: Violations proven; conduct shows unfitness to practice and disrepute to the profession; suspension warranted |
| Whether a sexual relationship with a client (or recent client) violated ORPC Rule 1.8(j) and may be considered | OBA: Relationship with a client supports ethical violation and is aggravating | Zannotti: Prior withdrawal from representation; relationship dispute and mitigation | Court: Evidence shows Rule 1.8(j) violation, but OBA did not plead it; due process prevents disciplining on uncharged rule, though the Court may consider it for sentencing purposes |
| Proper disciplinary rule/procedure given deferred criminal judgment not filed with Chief Justice under RGDP Rule 7.2 | OBA: Proceeded under RGDP Rule 6 because Rule 7 filings were not made | Zannotti: Proceeding under Rule 6 with stipulated mitigation sought lenient sanction | Court: Although filed under Rule 6, Court will not allow circumvention of Rule 7; imposes suspension consistent with Rule 7 discipline and directs OBA to timely file Rule 7.2 documents in future |
| Appropriate discipline (public reprimand v. suspension) | OBA & Respondent: Requested public censure and probation | Dissenters (some Justices): favored different treatment; trial judge deferred sentencing for two years for public safety | Court: Two-year suspension from practice of law (subject to reconsideration if criminal judgment/sentence is accelerated) |
Key Cases Cited
- State ex rel. Oklahoma Bar Ass'n v. Donnelly, 848 P.2d 543 (Okla. 1992) (de novo review and Court not bound by PRT findings)
- State ex rel. Oklahoma Bar Ass'n v. Livshee, 870 P.2d 770 (Okla. 1994) (criminal characterization does not control disciplinary outcome; violent acts show unfitness)
- State ex rel. Oklahoma Bar Ass'n v. Corrales, 280 P.3d 968 (Okla. 2012) (discipline comparison for assault/battery convictions)
- State ex rel. Oklahoma Bar Ass'n v. Casey, 295 P.3d 1096 (Okla. 2012) (warning about relying on clerks’ failure to file Rule 7 documents)
- State ex rel. Oklahoma Bar Ass'n v. Conrady, 275 P.3d 133 (Okla. 2012) (discussing Rule 7 procedural requirements and prior admonitions)
- State ex rel. Oklahoma Bar Ass'n v. Golden, 201 P.3d 862 (Okla. 2008) (discipline’s deterrent purpose)
- State ex rel. Oklahoma Bar Ass'n v. Shofner, 60 P.3d 1024 (Okla. 2002) (limited value of character witnesses in bar proceedings)
