State ex rel. Counsel for Dis. v. Castrejon
311 Neb. 560
| Neb. | 2022Background
- Dazmi H. Castrejon, admitted in Nebraska in 2011, practiced solo and later in Castrejon & Buenrostro, LLC in Omaha.
- Between Jan. 2017 and Sept. 2019, Castrejon’s IOLTA incurred multiple overdrafts; she admitted depositing personal/business funds into the IOLTA to shield them from IRS levy attempts and commingling client funds.
- A former client alleged a $3,500 flat fee for immigration work, received a $636 refund, and was not given a full accounting; Castrejon failed to timely respond to the relator’s investigation and to the client.
- Castrejon admitted the misconduct, struggled with extreme mental and emotional distress tied to long-term sexual assault and intimate‑partner violence, and presented expert therapy testimony diagnosing PTSD and major depression; she engaged in ongoing treatment.
- The referee found violations of multiple Nebraska Rules of Professional Conduct and Castrejon’s oath, recommended a 2‑year suspension plus probation; the Nebraska Supreme Court imposed a 30‑month suspension retroactive to March 18, 2020, followed by 2 years of monitored probation with conditions (therapy, supervision, no solo practice, accounting coursework).
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Did respondent violate professional rules governing fees, safekeeping, responsiveness, and misconduct? | Relator: clear violations of Neb. Ct. R. §§ 3‑501.5(a), 3‑501.15, 3‑508.1(b), 3‑508.4(a)‑(c). | Castrejon admitted the factual allegations and violations. | Held: Violations proven by clear and convincing evidence; oath of office violation found. |
| Does domestic violence/mental‑health evidence mitigate warranting less than disbarment? | Relator: serious trust‑account misconduct ordinarily warrants disbarment absent extraordinary mitigation; mitigation must be proven. | Castrejon: long‑term intimate‑partner violence and PTSD caused impaired capacity; successful ongoing treatment makes future misconduct unlikely. | Held: Court found extraordinary mitigating factors weighty and accepted mitigation as substantial. |
| What discipline is appropriate? | Relator: sanction appropriate to protect public and deter dishonesty (implicitly seeking severe sanction). | Castrejon: suspension with rehabilitation and supervision sufficient; seeks opportunity for reinstatement after treatment. | Held: 30‑month suspension (retroactive to Mar. 18, 2020) and, upon reinstatement, 2 years monitored probation with detailed conditions. |
| Must respondent cooperate and comply with post‑suspension requirements? | Relator: require compliance with Neb. Ct. R. § 3‑316 and monitoring; costs and conditions to protect public. | Castrejon: agreed to therapy and supervision as conditions for return. | Held: Court ordered compliance with § 3‑316, payment of costs, and specified monitoring, therapy, supervision, and accounting training as conditions of probation. |
Key Cases Cited
- State ex rel. Counsel for Dis. v. Trembly, 300 Neb. 195, 912 N.W.2d 764 (establishes de novo review in attorney discipline cases)
- State ex rel. Counsel for Dis. v. Wolfe, 301 Neb. 117, 918 N.W.2d 244 (standard that charges must be proven by clear and convincing evidence)
- State ex rel. Counsel for Dis. v. Council, 289 Neb. 33, 853 N.W.2d 844 (misappropriation/commingling ordinarily warrants disbarment absent extraordinary mitigation)
- State ex rel. Counsel for Dis. v. Thompson, 264 Neb. 831, 642 N.W.2d 593 (considerations for mitigation involving mental health issues)
- In re Disciplinary Proceeding Against Dornay, 160 Wash. 2d 671, 161 P.3d 333 (intimate‑partner violence is a mitigating factor deserving substantial weight)
- Matter of Saunders, 304 Ga. 824, 822 S.E.2d 235 (domestic‑violence‑related extreme emotional distress may mitigate conversion of client funds)
