State ex rel. Counsel for Dis. v. Gast
298 Neb. 203
Neb.2017Background
- William E. Gast, admitted 1973, faced formal charges alleging unauthorized practice of law while administratively suspended (June 30, 2015–Jan 22, 2016) and filing frivolous pleadings in long-running "Florida v. Countrywide Truck" litigation.
- Gast continued to represent client Connie Surber during his 2015–2016 suspension, failed to notify the client, the court, or opposing counsel, and later self-reported only after opposing counsel threatened to report him.
- Relator (Counsel for Discipline) requested documents and a written response; Gast largely failed to cooperate with the disciplinary investigation and did not answer the formal charges or brief mitigation.
- Gast had a recent prior disciplinary proceeding in which he was suspended and was sanctioned for communications with a judge and for filing a frivolous recusal motion in the Countrywide Truck litigation; the Supreme Court previously suspended him (2017 decision).
- The Court granted Relator’s motion for judgment on the pleadings (facts deemed admitted) and considered only appropriate discipline; it adopted Relator’s recommendation: an indefinite suspension of at least 1 year (to run consecutively to his prior suspension), conditioned reinstatement requirements, and payment of costs.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Did Gast engage in unauthorized practice while suspended? | Relator: Gast continued representing Surber during administrative suspension and failed to withdraw or notify client/court. | Gast: No substantive defense in record; previously testified he did not represent clients after suspension (but inconsistent). | Held: Facts admitted; Court found unauthorized practice and pattern of noncompliance. |
| Did Gast file frivolous pleadings in Countrywide Truck litigation? | Relator: Several filings (including a recusal motion) were frivolous and sanctioned by district court. | Gast: Challenged by prior proceedings; did not contest factual allegations here. | Held: Court treated prior findings and district court sanction as evidence of frivolous filings and misconduct. |
| Is failure to cooperate with disciplinary process an aggravating factor? | Relator: Gast’s lack of timely responses and failure to participate undermines discipline process and warrants harsher sanction. | Gast: No response or mitigation in record to counter this claim. | Held: Court held noncooperation is significant aggravation and diminishes mitigating weight of self-report. |
| What discipline is appropriate? | Relator: Indefinite suspension of at least 1 year, reinstatement conditioned on sworn showing of fitness and addressing violations; costs. | Gast: No brief or argument presented to mitigate sanction. | Held: Court adopted Relator’s recommendation: indefinite suspension minimum 1 year (beginning March 3, 2018), consecutive to prior suspension, with reinstatement requirements and costs. |
Key Cases Cited
- State ex rel. Counsel for Dis. v. Gast, 296 Neb. 687, 896 N.W.2d 583 (Neb. 2017) (prior disciplinary decision involving Gast informing sanction and suspension analysis)
- State ex rel. Counsel for Dis. v. Carbullido, 278 Neb. 721, 773 N.W.2d 141 (Neb. 2009) (cumulative misconduct can justify severe sanctions, including disbarment)
- State ex rel. Counsel for Dis. v. Tonderum, 286 Neb. 942, 840 N.W.2d 487 (Neb. 2013) (disciplinary proceedings are de novo on the record)
- State ex rel. Counsel for Dis. v. Keith, 286 Neb. 551, 840 N.W.2d 456 (Neb. 2013) (suspension for continuing to represent client after administrative suspension)
- State ex rel. Counsel for Dis. v. Tighe, 295 Neb. 30, 886 N.W.2d 530 (Neb. 2016) (failure to respond timely is aggravating and shows disrespect for disciplinary jurisdiction)
- State ex rel. Counsel for Dis. v. Wickenkamp, 277 Neb. 16, 759 N.W.2d 492 (Neb. 2009) (nonresponse to inquiries threatens credibility of disciplinary proceedings)
- Burns v. Burns, 296 Neb. 184, 892 N.W.2d 135 (Neb. 2017) (court may take judicial notice of its own records and prior proceedings)
