State ex rel. Counsel for Dis. v. Garrison
296 Neb. 550
| Neb. | 2017Background
- Dustin A. Garrison, admitted 2008, represented a client injured in Aug. 2008 after the client’s original lawyer was suspended; no written engagement agreement was signed.
- Garrison sued “Serco, Inc.” (New Jersey entity) and driver Devin Witt; service was attempted via a registered agent in Lincoln and by mail to Witt. Default judgment for $210,216.36 was entered against Serco (NJ).
- Serco (NJ) denied employing Witt and asserted it was not the Texas entity identified in the police report; it moved to vacate the default judgment and for an injunction; the trial court denied relief.
- This court later reversed and directed vacation of the default judgment in Carrel v. Serco Inc.; subsequent correct service on the Texas Serco/Witt led to dismissal of claims.
- Client communications (Facebook) show repeated client requests for status and explanations; court found Garrison’s responses were inadequate.
- Counsel for Discipline charged Garrison with multiple professional-rule violations; Garrison filed a conditional admission admitting violations and consenting to a proposed sanction (90-day suspension + 1 year monitored probation upon reinstatement).
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Garrison violated duties of competence and diligence (Neb. Ct. R. §§ 3-501.1, 3-501.3) | Counsel: Garrison failed to prosecute correctly, sued the wrong corporate entity, and obtained a vulnerable default judgment. | Garrison: (by conditional admission) did not contest the facts but admitted violations. | Court: Found violations of competence and diligence; accepted conditional admission. |
| Whether Garrison failed in communication obligations (§§ 3-501.4(a),(b)) | Counsel: Garrison inadequately answered client’s inquiries and explanations. | Garrison: admitted the communications failures conditionally. | Court: Found communication violations. |
| Whether Garrison’s fee handling breached rules (§§ 3-501.5(b),(c)) | Counsel: Fee disclosures/agreements were deficient (no signed engagement; fee discussion via Facebook). | Garrison: conditionally admitted fee-rule violations. | Court: Found fee-rule violations. |
| Whether professional misconduct (misrepresentation/other) occurred (§ 3-508.4(a)) and appropriate discipline | Counsel: Misconduct shown by procedural failures and missteps; proposed 90-day suspension + monitored probation appropriate. | Garrison: waived contest and consented to proposed discipline and monitoring plan. | Court: Approved conditional admission; suspended Garrison 90 days, then 1 year monitored probation upon reinstatement; ordered costs and monitoring conditions. |
Key Cases Cited
- Carrel v. Serco Inc., 291 Neb. 61 (Neb. 2015) (reversed district court denial and directed vacation of default judgment against Serco)
