State ex rel. Counsel for Dis. v. Garrison
296 Neb. 550
| Neb. | 2017Background
- Dustin A. Garrison, admitted 2008, practiced in Beatrice, Nebraska; Counsel for Discipline filed one-count formal charges (Aug 2016).
- Client injured in Aug 2008 by vehicle driven by Devin Witt, vehicle tied to “SERCO” in Borger, Texas; initial Texas counsel suspended and Garrison took over in July 2009 without a signed engagement agreement.
- Garrison sued a different corporate entity (Serco, Inc. of New Jersey) in Nebraska, obtained a default judgment in 2013, and pursued garnishment and collection efforts despite facts indicating the New Jersey entity was unrelated and had never employed Witt.
- The Nebraska Supreme Court reversed and ordered vacatur of the default judgment in Carrel v. Serco Inc.; the case was later refiled properly against the Texas SERCO and Witt by successor counsel, and the Texas claims were dismissed.
- During the representation, Garrison repeatedly gave evasive or insufficient communications to the client via Facebook, discussed contingency fees (33%), failed to adequately explain status, and ultimately moved to withdraw in July 2015.
- Garrison conditionally admitted violations of his oath and several Nebraska Rules of Professional Conduct and accepted a stipulated sanction: 90-day suspension followed by one year of monitored probation upon reinstatement, with detailed monitoring requirements and payment of costs.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Garrison breached competence (Rule 3-501.1) by suing the wrong corporate entity | Counsel for Discipline: Garrison pursued claims against an unrelated New Jersey Serco and failed to investigate properly | Garrison: (through conditional admission) did not contest facts but sought resolution by conditional admission | Court found violation of Rule 3-501.1 and accepted conditional admission |
| Whether Garrison failed to act with diligence (Rule 3-501.3) | Discipline: delays, inadequate case management, pursuit of judgment despite identity issues | Garrison: waived contest via conditional admission | Court found violation of Rule 3-501.3 |
| Whether Garrison failed to communicate adequately (Rule 3-501.4(a),(b)) | Discipline: client received evasive Facebook messages and inadequate explanations | Garrison: waived contest via conditional admission | Court found violation of Rule 3-501.4(a),(b) |
| Whether fee issues and misconduct justify discipline (Rules 3-501.5(b),(c) and 3-508.4(a)) | Discipline: improper fee handling/fee disclosures and misconduct in prosecution | Garrison: waived contest and accepted stipulated discipline | Court found violations of fee and misconduct rules and imposed 90-day suspension + 1 year monitored probation upon reinstatement |
Key Cases Cited
- Carrel v. Serco Inc., 291 Neb. 61 (Neb. 2015) (reversed trial court and directed vacatur of default judgment against Serco in New Jersey)
