St. George v. Plimpton
241 Ariz. 163
| Ariz. Ct. App. | 2016Background
- Kortney and John St. George sued obstetrician Dr. C. Steven Plimpton and certified nurse‑midwife (CNM) Ellen Franklin for injuries allegedly caused when Franklin applied pubic pressure during delivery; suit filed April 2012.
- Plaintiffs certified expert testimony was necessary and disclosed Dr. Harry Watters, an OB/GYN, as their standard‑of‑care expert for both defendants and submitted a preliminary affidavit describing deviations by Franklin and asserting inadequate physician supervision.
- At deposition, Watters opined Franklin fell below the CNM standard, but testified he could not identify any specific act by Dr. Plimpton that breached the physician standard; he later sent a “correction” letter alleging lack of protocols by Plimpton.
- Defendants moved for summary judgment: Plimpton argued plaintiffs produced no expert proof of his breach; Franklin argued Watters was unqualified under A.R.S. § 12‑2604 to testify against a CNM because he is not a nurse/CNM.
- The superior court granted summary judgment for both defendants; plaintiffs’ late oral request for a Rule 56(f) continuance to obtain a CNM expert was denied. Plaintiffs appealed; the Court of Appeals affirmed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether plaintiffs provided expert evidence that Dr. Plimpton breached the standard of care | Watters’s affidavit and testimony about inadequate supervision show Plimpton negligently supervised Franklin | No expert identified any specific act/omission by Plimpton that breached the applicable physician standard | Held for Plimpton: plaintiffs failed to present expert proof of breach by Plimpton; summary judgment affirmed |
| Whether statutory/regulatory violations established negligence per se against Franklin | Midwifery statutes/regulations apply to Franklin and establish negligence per se, obviating need for expert proof | Franklin is a certified nurse‑midwife regulated by the Board of Nursing and exempt from ADHS midwifery licensing/regulations; expert proof still required | Held for Franklin: midwifery statutes/regulations do not govern CNMs here; negligence per se not available; expert testimony required |
| Whether Dr. Watters was qualified to testify against Franklin under A.R.S. § 12‑2604 | Watters’s obstetrics experience and supervision of midwives qualified him to opine on CNM standard of care | § 12‑2604 requires an expert be in the same health profession/specialty (nursing/CNM) or spend majority time instructing nurses; Watters is not a nurse/CNM | Held: Watters not qualified under § 12‑2604 to testify against a CNM; court did not abuse discretion in excluding him |
| Whether the court abused its discretion by denying Rule 56(f) relief to obtain a CNM expert | Plaintiffs sought more time at oral argument to obtain a CNM expert and argued statutory ambiguity justified delay | Plaintiffs failed to file the required sworn Rule 56(f) statement, did not identify a specific expert or timeline, and had time after controlling cases were published to secure a qualified expert | Held: No abuse of discretion; denial of continuance proper |
Key Cases Cited
- Wells Fargo Bank v. Arizona Laborers, Teamsters and Cement Masons Local No. 395 Pension Trust Fund, 201 Ariz. 474 (standard for reviewing summary judgment)
- Baker v. University Physicians Healthcare, 231 Ariz. 379 (expert‑qualification rules under A.R.S. § 12‑2604 and definition of specialty)
- Cornerstone Hosp. of Southeast Arizona, L.L.C. v. Marner, 231 Ariz. 67 (nursing as the relevant health profession under § 12‑2604 for cases against registered nurses)
- Barrett v. Samaritan Health Servs. Inc., 153 Ariz. 138 (expert testimony generally required to prove medical malpractice)
- Rasor v. Northwest Hosp., LLC, 239 Ariz. 546 (nursing qualifies as a health profession under § 12‑2604)
- Tellez v. Saban, 188 Ariz. 165 (when legislative enactment can establish standard of care / negligence per se)
- Brannigan v. Raybuck, 136 Ariz. 513 (negligence per se principles)
- Grand v. Nacchio, 214 Ariz. 9 (requirements for Rule 56(f) continuance)
