(SS) Hammonds v. Commissioner of Social Security
1:19-cv-01139
E.D. Cal.Oct 15, 2020Background
- Plaintiff Michael Hammonds applied for Supplemental Security Income (filed 2015) claiming disabling effects of multiple 1994 gunshot wounds to his legs (hardware and retained fragments), chronic pain, breathing problems (emphysema/asthma), and psychiatric disorders (PTSD, depression). ALJ denied benefits; Appeals Council denied review; district court review followed.
- Administrative record: intermittent reports of severe pain (up to 9/10) and use of a cane for four years, episodes requiring ER care and a July 2017 fall that led to temporary use of crutches and a brace; variable objective findings (some exams showing normal gait and ROM, others showing reduced lumbar ROM, tenderness).
- Consultative and state agency opinions: psychological exam showed impaired cognition (MoCA 18/30) and social/attention limits; physical consultative exam noted ambulation both with and without a cane in different encounters; state reviewers found light or full exertional capacity with environmental limits.
- ALJ’s findings: severe impairments = right femur status post injuries and anxiety disorder; breathing conditions and PTSD/depression deemed non-severe; RFC = medium work with only occasional exposure to respiratory irritants, simple routine tasks, no public contact. No past relevant work; VE testified jobs exist; ALJ found claimant not disabled.
- District court holding: affirmed ALJ. The court concluded the ALJ gave clear and convincing reasons—supported by substantial evidence—for partially discounting Hammonds’s symptom testimony and permissibly weighed conflicting medical evidence, conservative-treatment observations, and daily activities.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| 1) ALJ credibility determination for claimant's symptom testimony | Hammonds contends the ALJ rejected his testimony without clear and convincing reasons | ALJ properly compared claimant’s statements to objective findings, inconsistent reports, and medical record; no malingering found but some testimony was inconsistent with evidence | Court: ALJ provided clear and convincing reasons; decision supported by substantial evidence |
| 2) Whether ALJ ignored probative medical evidence about mobility (cane, falls, ROM) | ALJ failed to address records showing cane prescription, ER treatment after fall, and reduced lumbar ROM | ALJ discussed substantially similar records, noted inconsistent exam findings across providers/dates, and reasonably resolved conflicts | Court: ALJ considered the evidence; conflicting records permitted ALJ’s conclusion |
| 3) Reliance on characterization of treatment as "conservative" to discount symptoms | Hammonds argues lack of aggressive treatment or use of narcotics does not justify discounting pain testimony | ALJ’s brief remark that treatment was conservative was not a dispositive ground and was inconsequential given other cited reasons | Court: characterization was not reversible error and was harmless in context of other evidence |
| 4) Use of claimant’s daily activities to discredit subjective claims | Hammonds argues activities cited do not contradict testimony or transfer to work skills (invokes Orn, Molina, Burch) | Commissioner contends activities (personal care, simple meal prep, shopping, attending church) are inconsistent with alleged disabling limitations and can support credibility finding when coupled with other evidence | Court: ALJ permissibly relied on daily activities along with medical record; comparisons to cited precedents addressed and ALJ’s inference was reasonable |
Key Cases Cited
- Tackett v. Apfel, 180 F.3d 1094 (9th Cir. 1999) (standard for substantial evidence review in disability cases)
- Richardson v. Perales, 402 U.S. 389 (1971) (substantial evidence definition and administrative factfinding deference)
- Brown-Hunter v. Colvin, 806 F.3d 487 (9th Cir. 2015) (limits on post-hoc rationalization and ALJ credibility determinations)
- Garrison v. Colvin, 759 F.3d 995 (9th Cir. 2014) (two-step analysis for symptom testimony credibility)
- Smolen v. Chater, 80 F.3d 1273 (9th Cir. 1996) (criteria for evaluating claimant symptom testimony)
- Bunnell v. Sullivan, 947 F.2d 341 (9th Cir. 1991) (pain testimony must be considered when supported by medically determinable impairment)
- Tonapetyan v. Halter, 242 F.3d 1144 (9th Cir. 2001) (medical evidence relevant but not sole basis for symptom rejection)
- Orn v. Astrue, 495 F.3d 625 (9th Cir. 2007) (daily activities may not be substantial evidence when undemanding)
- Molina v. Astrue, 674 F.3d 1104 (9th Cir. 2012) (daily activities can support adverse credibility finding if transferable to work)
- Laborin v. Berryhill, 867 F.3d 1151 (9th Cir. 2017) (ALJ must provide clear and convincing reasons when no malingering is found)
