859 F.3d 720
9th Cir.2017Background
- SolarCity filed a federal antitrust suit against the Salt River Project alleging attempts to entrench a monopoly by pricing to disfavor solar providers.
- Power District moved to dismiss under state-action immunity, arguing authority to set prices under Arizona law.
- District court denied the motion; Power District appealed despite no interlocutory certification.
- Question presented: whether denial of state-action immunity is immediately appealable under the collateral-order doctrine.
- Court held that state-action immunity is a defense to liability, not an immunity from suit, so collateral-order appeal is unavailable.
- Conclusion: the appeal is dismissed for lack of jurisdiction; other avenues for review remain (e.g., §1292(b), mandamus).
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Is denial of state-action immunity immediately appealable? | Power District argues collateral-order allows immediate appeal. | SolarCity contends immunity is immunity from liability, not from suit. | No; collateral-order jurisdiction does not apply. |
| Is state-action immunity immunity from suit or from liability? | Immunity treated as immunity from suit. | Immunity functions as liability defense only. | Immunity is a defense to liability, not an immunity from suit. |
Key Cases Cited
- Parker v. Brown, 317 U.S. 341 (U.S. 1943) (state-action immunity from liability recognized)
- FTC v. Phoebe Putney Health Sys., Inc., 568 U.S. 216 (U.S. 2013) (affirmative state policy to displace competition; state action immunity context)
- N.C. State Bd. of Dental Exam’rs v. FTC, 135 S.Ct. 1101 (S. Ct. 2015) (state-action immunity in FTC suit context)
- Mohawk Indus., Inc. v. Carpenter, 558 U.S. 100 (U.S. 2009) (collateral-order doctrine is a narrow exception)
- Will v. Hallock, 546 U.S. 345 (U.S. 2006) (emphasizes limited scope of collateral order; public-interest considerations)
- Dig. Equip. Corp. v. Desktop Direct, Inc., 511 U.S. 863 (U.S. 1994) (three-part test for collateral-order jurisdiction)
- Nunag-Tanedo v. E. Baton Rouge Par. Sch. Bd., 711 F.3d 1136 (9th Cir. 2013) (Noerr-Pennington immunity treated as immunity from liability, not from suit)
- Miranda B. v. Kitzhaber, 328 F.3d 1181 (9th Cir. 2003) (preemption defense not an immunity from suit)
