Smith v. Wedekind
923 N.W.2d 392
Neb.2019Background
- Scott William Smith (pro se) filed a declaratory-judgment complaint challenging three prior orders (name change for his children, a protection order, and a divorce decree) and sought injunctive relief and court-appointed counsel.
- Smith applied for in forma pauperis (IFP) status and submitted an affidavit of indigency.
- The district court, invoking Neb. Rev. Stat. § 25-2301.02, denied Smith’s IFP application sua sponte and without a hearing, concluding his claims were legally frivolous as an improper collateral attack on prior orders; the court issued written findings as required by the statute.
- On appeal Smith argued the lack of a hearing deprived him of access to courts and due process under the Nebraska and U.S. Constitutions.
- Smith did not cite § 25-2301.02 in his brief and did not file the separate written notice required by Neb. Ct. R. App. P. § 2-109(E) when a party challenges the constitutionality of a statute or raises an as-applied constitutional claim.
- The Nebraska Supreme Court affirmed, holding Smith implicitly challenged the constitutionality of § 25-2301.02 but failed to comply with § 2-109(E), so the court would not consider the constitutional argument.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether denial of IFP without a hearing violated access to courts and due process | Smith: denial without a hearing deprived him of Article I, §13 access and due process | District court: denial was authorized by §25-2301.02 because claims were frivolous; court provided written findings | Court: Smith implicitly challenged constitutionality of §25-2301.02 but failed to comply with §2-109(E); therefore court would not address the constitutional claim and affirmed denial |
| Whether a litigant must file §2-109(E) notice when implicitly challenging a statute authorizing the challenged act | Smith: did not file notice; argued constitutional violation nonetheless | State/Supreme Court: §2-109(E) notice is required for any challenge (facial or as-applied) to a statute authorizing the act | Court: strict compliance with §2-109(E) is required; notice was necessary and failure to file precludes consideration of the constitutional issue |
| Whether an implicit as-applied challenge to a statute triggers article V, §2 full-court review | Smith: characterized challenge as to court procedure, not statute | Supreme Court: a declaration that the act is unconstitutional would invalidate the statute authorizing it | Court: an appeal challenging an act explicitly permitted by statute is a case involving constitutionality of a legislative act and requires §2-109(E) notice and full-court consideration |
| Whether the court erred in finding Smith’s complaint frivolous | Smith: did not adequately argue this ground on appeal | District court: found complaint was an impermissible collateral attack and frivolous | Court: Smith did not assign or argue error on frivolousness finding; affirmed district court on that basis |
Key Cases Cited
- State v. Boche, 294 Neb. 912 (clarifies strict compliance with §2-109(E) is required for any facial or as-applied challenge to a statute)
- Mumin v. Frakes, 298 Neb. 381 (recognizes interlocutory appellate review for IFP denials and related procedure)
- Glass v. Kenney, 268 Neb. 704 (related precedent on appellate procedure and constitutional claims)
- Ptak v. Swanson, 271 Neb. 57 (discusses notice requirements when constitutional issues are raised)
- State v. Johnson, 269 Neb. 507 (addresses clerk notice and full-court processing of constitutional cases)
- Holdrege Co-op Assn. v. Wilson, 236 Neb. 541 (authority on appellate consideration where statutory compliance affects review)
- State v. Filholm, 287 Neb. 763 (procedural precedent cited regarding appellate assignments and arguments)
