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Smith v. Wedekind
302 Neb. 387
Neb.
2019
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Background

  • Scott William Smith (pro se) filed a declaratory-judgment complaint challenging three prior orders (children’s name change, protection order, and divorce decree) and sought injunction, counsel, and declarations of unconstitutionality.
  • Smith applied to proceed in forma pauperis and submitted an affidavit of indigence.
  • The district court, invoking Neb. Rev. Stat. § 25-2301.02, denied Smith’s IFP application sua sponte and without an evidentiary hearing, concluding his claims were legally frivolous (collateral attack).
  • The court included a written statement of reasons for denial, as § 25-2301.02 requires when no hearing is held.
  • On appeal Smith argued the lack of a hearing violated his state and federal due process and open-courts rights; he did not cite § 25-2301.02 in his brief and did not file the separate constitutional-notice required by Neb. Ct. R. App. P. § 2-109(E).
  • The Nebraska Supreme Court affirmed, holding Smith implicitly challenged the constitutionality of § 25-2301.02 but failed to provide the § 2-109(E) notice, so the court would not consider the constitutional argument.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether denying IFP without a hearing violated due process and open-courts Smith: denial without hearing deprived him of constitutional rights Court/State: denial was authorized by § 25-2301.02 when court finds claims frivolous and no hearing is required; court supplied written reasons The court treated Smith’s argument as an implicit challenge to § 25-2301.02; because Smith failed to file the § 2-109(E) notice, the court would not reach the constitutional issue and affirmed the denial
Whether a litigant must file § 2-109(E) notice when appeal implicitly challenges a statute authorizing the contested act Smith: did not file notice; argued constitutionality of court’s action Court: § 2-109(E) notice required whenever constitutionality of a statute is presented, including implicit/as-applied challenges Court held § 2-109(E) strict compliance is required; notice was required and failure to give it precludes consideration of the constitutional claim
Whether an implicit challenge to a statute that authorizes an act triggers full-court review under Neb. Const. art. V, § 2 Smith: characterized claim as challenge to court procedure, not statute Court/State: if the statute explicitly authorizes the act, a ruling on the act’s constitutionality necessarily implicates the statute Court held such implicit challenges are cases "involving the constitutionality of an act of the Legislature" and must be noticed under § 2-109(E) so the full court can hear them
Whether the district court abused discretion in finding Smith’s claims frivolous (and therefore denying IFP) Smith: contended denial without hearing was improper procedure Court/State: district court found claims were impermissible collateral attacks and frivolous; provided written findings as required Smith did not challenge the frivolousness finding on appeal; court declined to address it and affirmed the denial

Key Cases Cited

  • State v. Boche, 294 Neb. 912, 885 N.W.2d 523 (Neb. 2016) (§ 2-109(E) covers facial and as-applied challenges and requires strict compliance)
  • Mumin v. Frakes, 298 Neb. 381, 904 N.W.2d 667 (Neb. 2017) (interlocutory appellate review of IFP determinations)
  • Glass v. Kenney, 268 Neb. 704, 687 N.W.2d 907 (Neb. 2004) (procedural requirements for appellate notice in constitutional cases)
  • Ptak v. Swanson, 271 Neb. 57, 709 N.W.2d 337 (Neb. 2006) (role of clerk notice when constitutional issue is raised)
  • State v. Johnson, 269 Neb. 507, 695 N.W.2d 165 (Neb. 2005) (notice and processing of constitutional appeals)
  • Holdrege Co-op Assn. v. Wilson, 236 Neb. 541, 463 N.W.2d 312 (Neb. 1990) (rule on appellate consideration when procedural statutory requirements are not met)
  • State v. Filholm, 287 Neb. 763, 848 N.W.2d 571 (Neb. 2014) (standards for appellate assignment and argument)
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Case Details

Case Name: Smith v. Wedekind
Court Name: Nebraska Supreme Court
Date Published: Mar 1, 2019
Citation: 302 Neb. 387
Docket Number: S-18-516
Court Abbreviation: Neb.