Smith v. United States
697 F. App'x 582
| 10th Cir. | 2017Background
- Dennis and Bruce Smith filed a pro se pleading titled “Complaint Amended Declaratory Judgment and Mandatory Injunction” in district court on April 18, 2017.
- The district court ordered them to either pay the filing fee or move to proceed in forma pauperis and to refile on the court-approved complaint form, warning that failure to cure within 30 days would result in dismissal.
- The Smiths did not comply: their filing within the 30-day window was a largely nonsensical document that did not address the specified deficiencies and purported to be a mock “Supreme Court” order signed by them.
- The district court dismissed the action without prejudice under Fed. R. Civ. P. 41(b) for failure to comply with the order and failure to prosecute.
- On appeal the Smiths again filed incoherent documents and identified themselves as “Holding office in and for the Country of the said United States.”
- The Tenth Circuit affirmed the dismissal, denied in forma pauperis status on appeal, and reminded the Smiths of the obligation to pay the filing fee.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether dismissal under Rule 41(b) for failure to comply with a court order was proper | Smiths implicitly argued their filings sufficed; they attempted to cure within deadline | District court argued Smiths failed to cure specified deficiencies and noncompliant filings justified dismissal | Affirmed: district court did not abuse its discretion in dismissing without prejudice |
| Whether the district court provided adequate notice and opportunity to cure | Smiths contended they filed a document within the 30-day period | District court showed it gave clear instructions and a 30-day warning of dismissal | Held that the opportunity and notice were adequate |
| Whether pro se status required the court to act as advocate for the Smiths | Smiths’ filings suggested entitlement to liberal construction due to pro se status | Defendant/court argued liberal construction does not permit the court to be the litigant’s advocate | Held that pro se status does not excuse failure to present coherent, substantive arguments |
| Whether in forma pauperis status on appeal should be granted | Smiths moved to proceed IFP on appeal | Appellee opposed based on frivolousness and lack of reasoned argument | Denied: Smiths failed to present a reasoned, nonfrivolous argument on appeal |
Key Cases Cited
- Olsen v. Mapes, 333 F.3d 1199 (10th Cir. 2003) (district court may dismiss sua sponte for failure to comply with court orders)
- Cosby v. Meadors, 351 F.3d 1324 (10th Cir. 2003) (dismissal for failure to comply reviewed for abuse of discretion)
- Nasious v. Two Unknown B.I.C.E. Agents, 492 F.3d 1158 (10th Cir. 2007) (distinction between dismissals with prejudice and without prejudice; procedural requirements differ)
- Hall v. Bellmon, 935 F.2d 1106 (10th Cir. 1991) (pro se pleadings are construed liberally but courts need not act as advocate)
- Garrett v. Selby Connor Maddux & Janer, 425 F.3d 836 (10th Cir. 2005) (failure to present substantive argument results in forfeiture of appellate review)
- DeBardeleben v. Quinlan, 937 F.2d 502 (10th Cir. 1991) (in forma pauperis may be denied where appellant fails to advance a reasoned, nonfrivolous argument)
