Smith v. Saul
2:19-cv-00747
S.D.W. VaMar 3, 2020Background
- Tabitha Smith filed for DIB and SSI alleging disability from December 11, 2010, based primarily on lumbar degenerative disc disease/radiculopathy, migraine headaches, and related symptoms.
- After administrative denial and hearing, the ALJ found severe impairments of lumbar degenerative disc disease, lumbar radiculopathy, and obesity but concluded Smith retained the RFC for sedentary work with a one-hour sit/stand option and certain postural/environmental limits.
- Long‑time treating physician Susan Cavender, M.D., completed multiple function statements (2016–2018) limiting lifting to 5–25 lbs, requiring position changes every 15–30 minutes, and precluding climbing/balancing/stooping; a VE testified those limitations would eliminate all work.
- The ALJ gave Cavender’s opinions only partial weight, citing internal inconsistencies and lack of support from objective findings (normal gait/station, full strength on many exams, mild imaging after surgery, limited treatment adherence).
- The ALJ relied on consultative and pain‑management records, post‑op exams, and VE testimony identifying alternative sedentary occupations; the Appeals Council denied review.
- The magistrate judge recommended affirming the Commissioner, finding the ALJ’s evaluation of treating‑source opinions and RFC supported by substantial evidence.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the ALJ properly weighed treating physician Dr. Cavender’s opinions | Cavender’s long‑term treating‑source opinions were entitled to controlling weight and the ALJ failed to apply the regulatory treating‑physician factors properly | ALJ reasonably discounted Cavender’s opinions for internal inconsistency and lack of support in the record; he need not repeat every factor verbatim | ALJ gave adequate reasons (inconsistency/supportability) for only partial weight; evaluation upheld |
| Whether the RFC is supported by substantial evidence | RFC is unsupported because ALJ rejected Cavender’s limitations that the VE said would preclude all work | RFC reflects reasonable accommodation of objective findings and other medical opinions; claimant asks court to reweigh evidence | RFC supported by substantial evidence; court may not reweigh conflicts; decision affirmed |
| Whether the ALJ erred by not addressing uncontested VE testimony that Cavender’s restrictions preclude employment | ALJ failed to reconcile VE testimony that Cavender’s restrictions eliminate all jobs | VE also testified that Cavender’s limitations would produce less than an eight‑hour workday; ALJ adequately relied on alternative VE testimony tied to ALJ’s RFC | No reversible error — the VE supported jobs for the RFC the ALJ adopted; claimant waived detailed argument on this point |
| Whether reversal or remand for benefits is required | Given VE testimony and treating‑source opinions, remand for benefits is warranted | Record contains substantial contrary evidence; remand is not warranted | Remand for benefits denied; recommendation to affirm Commissioner and dismiss case |
Key Cases Cited
- Blalock v. Richardson, 483 F.2d 773 (4th Cir. 1972) (defines "substantial evidence" standard)
- Hall v. Harris, 658 F.2d 260 (4th Cir. 1981) (step‑four prima facie case framework)
- McLamore v. Weinberger, 538 F.2d 572 (4th Cir. 1976) (Commissioner must show jobs exist in national economy)
- McLain v. Schweiker, 715 F.2d 866 (4th Cir. 1983) (burden shift to Commissioner at step five)
- DeLoatche v. Heckler, 715 F.2d 148 (4th Cir. 1983) (ALJ must give "good reasons" when declining to adopt treating‑physician opinions)
- Craig v. Chater, 76 F.3d 585 (4th Cir. 1996) (court will not reweigh evidence or make credibility determinations)
- Woods v. Berryhill, 888 F.3d 686 (4th Cir. 2018) (standards for evaluating treating‑source opinions and ALJ’s explanatory duty)
- Thomas v. Arn, 474 U.S. 140 (1985) (procedural rule regarding objections to magistrate recommendations)
