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Smith v. Pavan
2016 Ark. 437
Ark.
2016
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Background

  • Three married female couples (Pavan, Jacobs, Kassel/Scott) sought ADH-issued birth certificates listing both spouses for children born in Arkansas after conception via anonymous donor insemination; ADH refused to list the nonbiological spouses.
  • Appellees sued, seeking declaratory relief that Ark. Code §§ 20-18-401(e),(f) and 20-18-406(a)(2) violate due process and equal protection post-Obergefell, and an injunction directing ADH to amend birth certificates.
  • The Pulaski County Circuit Court granted relief, struck or reinterpreted portions of the statutes, and ordered corrected birth certificates; it relied in part on a prior injunction in Wright v. Smith.
  • Director Nathaniel Smith appealed, arguing Wright did not preclude relitigation, Obergefell did not resolve birth-certificate statutes, and the statutes are constitutional as written and focused on biological parentage.
  • The Arkansas Supreme Court reversed and dismissed: it held Wright’s orders did not plainly address birth-certificate issuance so collateral estoppel did not apply; Obergefell did not decide the statutory questions here; the challenged statutes are facially constitutional under due-process and equal-protection principles as applied to the record.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Preclusive effect of Wright injunction (res judicata / collateral estoppel) Wright granted broad injunctive relief requiring ADH to issue birth certificates to same-sex married parents; relitigation barred Wright orders did not specifically address birth certificates as required by Ark. R. Civ. P. 65(d); no notice to appeal No preclusion: Wright did not clearly address birth-certificate issues, so collateral estoppel does not apply
Whether Obergefell resolved constitutionality of birth-certificate statutes Obergefell’s recognition of marital benefits (including birth certificates) means statutes must permit listing both same-sex spouses Obergefell did not expressly or impliedly address Arkansas’ birth-certificate framework; it does not automatically rewrite statutes Obergefell does not itself decide these statutes’ meaning; it did not resolve the specific statutory issues here
Due-process challenge to §§ 20-18-401(e),(f) & 20-18-406(a)(2) Denying listing of nonbiological same-sex spouse deprives parents/children of fundamental rights recognized in Obergefell and parenting cases Statutes aim to truthfully record biological parentage; naming nonbiological spouse on certificate is not a fundamental interest under due process Statutes do not facially violate due process on the record; listing biologically truthful parentage is not a fundamental right requiring reversal
Equal-protection challenge to same statutes Statutes discriminate against same-sex spouses by allowing opposite-sex spouses to be listed as parent by operation of marriage Classification reflects biological differences and serves important governmental objectives (public-health statistics, genetic/medical info); means are substantially related Statutes survive equal-protection challenge as facially applied: classification is substantially related to important objectives (sex-neutral biological basis), so constitutional

Key Cases Cited

  • Obergefell v. Hodges, 135 S. Ct. 2584 (U.S. 2015) (same-sex marriage recognized nationwide; marriage’s associated benefits include birth certificates)
  • Troxel v. Granville, 530 U.S. 57 (U.S. 2000) (Due Process protects parental rights regarding care and custody)
  • Nguyen v. INS, 533 U.S. 53 (U.S. 2001) (equal-protection scrutiny for classifications involving biological differences)
  • Smith v. Wright, 2015 Ark. 298 (Ark. 2015) (prior Pulaski County injunction and appeal dismissed as moot; court examined scope of that injunction)
Read the full case

Case Details

Case Name: Smith v. Pavan
Court Name: Supreme Court of Arkansas
Date Published: Dec 8, 2016
Citation: 2016 Ark. 437
Docket Number: CV-15-988
Court Abbreviation: Ark.