867 S.E.2d 297
Va.2022Background
- Smallwood was arrested for possession of heroin (Jan. 2015) and, as an indigent, entered a guilty plea on May 31, 2016 in exchange for a statutory first-offender deferred disposition under Code § 18.2-251.
- The Plea Agreement and the court’s deferral order made payment of court costs a term/condition; Smallwood signed a payment plan (Form CC-1379) setting a payment deadline and warning of contempt procedures.
- The circuit court repeatedly extended review deadlines after Smallwood represented he could pay if given time (reviews in May 2017 and Nov. 2017).
- By Nov. 2018 Smallwood had made no payments and said he lacked money; the court adjudicated guilt for violating the deferral conditions and imposed a two‑year sentence, suspended.
- The Court of Appeals affirmed; Smallwood appealed to the Virginia Supreme Court raising Fourteenth Amendment (Bearden) due‑process/fairness claims, and statutory/notice challenges to imposing costs and adjudicating guilt for nonpayment.
Issues
| Issue | Plaintiff's Argument (Smallwood) | Defendant's Argument (Commonwealth) | Held |
|---|---|---|---|
| Whether revocation/conviction for failure to pay court costs violated due process under Bearden | Court had to inquire and find no legitimate reason for nonpayment before convicting; if indigent, court must consider alternatives | Plea agreement was breached; Bearden inapplicable or satisfied because court inquired and made implicit findings | Court assumed Bearden applies, found the court did inquire, determined Smallwood had ability and willfully failed to pay, so revocation lawful |
| Whether requiring payment of court costs is an ultra vires term under Code § 18.2‑251 | § 18.2‑251 does not list court costs as a term; imposing costs is beyond statutory authority | § 18.2‑251 authorizes deferral "upon terms and conditions"—the statute’s listed terms are illustrative, not exclusive | Payment of costs is a permissible term/condition under the statute; trial court acted within discretion |
| Whether failure to pay could only trigger contempt (Form CC‑1379) and not adjudication of guilt | Form CC‑1379 mentions contempt but not conviction; at most contempt could be imposed, not conviction | § 18.2‑251 expressly authorizes adjudication of guilt upon violation of a term or condition; plea agreement referenced costs | The statute itself supplies adjudication-on-violation authority; conviction was permissible and plea agreement put Smallwood on notice of the condition |
Key Cases Cited
- Bearden v. Georgia, 461 U.S. 660 (1983) (due‑process requires inquiry into inability to pay and consideration of alternatives before imprisoning for nonpayment)
- Bonanno v. Quinn, 299 Va. 722 (2021) (presume legislature chose words carefully when construing statutes)
- Peyton v. Commonwealth, 268 Va. 503 (2004) (statutes permitting alternatives to incarceration should be liberally construed to aid rehabilitation)
