Simpleair, Inc. v. Google LLC
884 F.3d 1160
Fed. Cir.2018Background
- SimpleAir sued Google multiple times (SimpleAir I–IV) over a family of continuation patents derived from U.S. Patent No. 6,021,433 (the ’433 patent) covering push-notification technology; several child patents were terminally-disclaimed to the ’433 patent.
- Earlier litigation resulted in judgments of noninfringement against SimpleAir on various continuation patents (including the ’914 and ’279 patents); SimpleAir IV asserted two later-issued continuations (’838 and ’048).
- The district court dismissed SimpleAir IV under Rule 12(b)(6) as barred by claim preclusion and the Kessler doctrine, reasoning that a common specification and terminal disclaimers made the patents patentably indistinct.
- On appeal, the Federal Circuit held the district court erred by presuming that terminally-disclaimed continuations are patentably indistinct from parent patents without comparing claim scope.
- The panel explained terminal disclaimers are a strong clue (because they overcome obviousness-type double patenting rejections) but are not admissions of lack of patentable distinctness; therefore claim comparison is required to determine preclusion.
- The Court vacated and remanded for further proceedings, instructing the district court to analyze whether the asserted claims are “essentially the same” (i.e., patentably indistinct) as those previously adjudicated; it also rejected Google’s broad Kessler argument but noted Kessler could apply if claims are found indistinct.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether claim preclusion bars SimpleAir IV | Different continuation patents create distinct causes of action; common spec/terminal disclaimer insufficient | Substantial transactional overlap (same accused service, common spec, terminal disclaimers) makes suits the same cause of action | Vacated dismissal — court must compare claim scope; terminal disclaimer alone insufficient to presume preclusion |
| Whether a terminal disclaimer conclusively shows patents are patentably indistinct | Terminal disclaimer is not an admission of lack of distinctness | Terminal disclaimer and examiner rejection are strong evidence of indistinctness | Terminal disclaimer is a strong clue but not conclusive; claim-by-claim comparison required |
| Whether Kessler doctrine bars SimpleAir’s suit (including post-judgment activity) | Kessler cannot bar assertions of different continuation patents not previously adjudicated | Kessler bars re‑litigation of essentially the same accused activity even post‑judgment | Rejected Google’s expansive Kessler argument; Kessler may apply only if claims are patentably indistinct and accused activity is essentially the same post‑judgment |
| Whether issue preclusion applies | (SimpleAir) Not raised below | (Google) Issue preclusion prevents relitigation | Waived — Google did not raise issue preclusion in district court, so appellate court declined to consider it |
Key Cases Cited
- Lawlor v. Nat’l Screen Serv. Corp., [citation="349 U.S. 322"] (establishes claim preclusion principle)
- Senju Pharm. Co. v. Apotex Inc., [citation="746 F.3d 1344"] (reexamination claims do not automatically create new causes of action)
- Acumed LLC v. Stryker Corp., [citation="525 F.3d 1319"] (transactional test for same cause of action in patent cases)
- Kearns v. Gen. Motors Corp., [citation="94 F.3d 1553"] (different patents ordinarily raise different causes of action)
- Aspex Eyewear Inc. v. Marchon Eyewear, Inc., [citation="672 F.3d 1335"] (new claims from reexamination can be claim‑precluded)
- Brain Life, LLC v. Elekta Inc., [citation="746 F.3d 1045"] (distinguishes role of Kessler doctrine to protect post‑judgment accused activity)
- Motionless Keyboard Co. v. Microsoft Corp., [citation="486 F.3d 1376"] (terminal disclaimer is not an admission of obviousness)
- Quad Envtl. Techs. Corp. v. Union Sanitary Dist., [citation="946 F.2d 870"] (filing of terminal disclaimer does not raise a merits estoppel)
