Simon v. Government of the Virgin Islands
56 V.I. 990
| 3rd Cir. | 2012Background
- In 1993, Carl Simon and two others burglarized a house on St. John; Ezekiel was killed during the ensuing confrontation and the three fled with valuables.
- Simon was charged in 1994 with felony murder, robbery, and burglary; trial proceeded with defendant represented by Augustine Ayala despite repeated motions to replace him.
- At trial (1995), Roach testified for the government, admitting prior perjury and alleging he received protection but not promises from the government for testimony; Ayala did not present opening statements or call witnesses.
- Simon was convicted on all counts after a two-day trial and sentenced to life without parole on felony murder, plus concurrent terms for other counts.
- Direct appeal of the conviction was initially affirmed; subsequent habeas petition under 5 V.I.C. § 1301 was denied in 2002 by the Territorial Court, and Appellate Division appointed Anders counsel who later moved to withdraw.
- In 2007–2009, the Appellate Division remanded to determine whether a Certificate of Probable Cause (CPC) should issue; CPC issued in 2008, and the Appellate Division affirmed the denial of habeas petition based on the Anders brief, which the district court later vacated on remand.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the appellate court had jurisdiction post-remand. | Simon asserts no jurisdiction after remand. | Government contends jurisdiction remained under remand record. | Court held jurisdiction existed; remand was a record remand and jurisdiction was retained. |
| Whether Anders procedures apply in habeas context. | Simon argues Anders procedures are inapplicable because no right to counsel in collateral review. | Government contends Anders procedures protect rights and are permissible in habeas context. | Anders procedures may be applied in habeas context; not error to do so. |
| Whether the Appellate Division properly used an Anders brief to deny the habeas petition. | Hermon-Percell's Anders brief was adequate on its face before CPC; merits should be reviewed only if nonfrivolous. | Appellate Division found Anders brief adequate and reviewed only those issues. | Appellate Division erred by relying on an Anders brief issued before CPC; post-CPC merits required fuller briefing. |
| Whether there were nonfrivolous issues warranting merits review after CPC. | CPC showed issues (improper information amendment, Brady claim, etc.) merited merits review. | Anders brief adequately disposed of issues, so no merits review was required. | There were nonfrivolous issues warranting merits review; case remanded for new counsel and full briefing on merits. |
Key Cases Cited
- Anders v. California, 386 U.S. 738 (U.S. 1967) (counsel withdrawal in nonfrivolous direct-appeal cases; applicability in habeas context discussed)
- United States v. Marvin, 211 F.3d 778 (3d Cir. 2000) (test for whether counsel may withdraw under Anders)
- United States v. Coleman, 575 F.3d 316 (3d Cir. 2009) (plenary review of Anders issues; standards for nonfrivolousness)
- Pennsylvania v. Finley, 481 U.S. 551 (U.S. 1987) (right to counsel on direct appeal; not in collateral review emphasized in Anders context)
- Pittsburgh League of Young Voters Educ. Fund v. Port Auth. of Allegheny Cnty., 653 F.3d 290 (3d Cir. 2011) (framework for reviewing appellate decisions and counsel withdrawal)
- Two Guys From Harrison-Allentown, Inc. v. McGinley, 273 F.2d 954 (3d Cir. 1954) (split-appeal jurisdiction considerations for appellate review)
- Youla v. Warner Communications Co., 241 F.3d 296 (3d Cir. 2001) (nonfrivolousness standard for appellate review)
- Hypolite v. Virgin Islands, per curiam, 2009 WL 152319 (Virgin Islands, 2009) (record remand vs. case remand distinctions under 48 U.S.C. § 1613a)
