Simmons v. Epps
2011 U.S. App. LEXIS 18056
5th Cir.2011Background
- Simmons was convicted in Mississippi state court of capital murder, rape, and kidnapping in 1997 and sentenced to death for capital murder; Mississippi Supreme Court denied direct and post-conviction relief.
- The defense challenged the death sentence on two grounds: (a) the trial court improperly allowed the great-risk-of-death aggravator to be submitted without sufficient evidentiary support, and (b) the trial court excluded mitigating evidence, including a self-recorded videotape, during sentencing.
- Mississippi Supreme Court affirmed; the fatal-allegation aggravator was found unsupported by the record, and the videotape exclusion was deemed not objectively unreasonable under federal standards.
- The district court denied habeas relief on all grounds but granted a COA on the sufficiency of evidence for the aggravator and the videotape exclusion.
- On review, the Fifth Circuit held the great-risk-of-death aggravator was improperly submitted but that the error was harmless, and held the videotape exclusion was not an unreasonable federal-law ruling; consequently, habeas relief was denied.
- Dissent by Judge Garza would have found the error not harmless and would have granted relief on the aggravator issue
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Sufficiency of the great-risk aggravator | Simmons contends the aggravator lacked evidentiary support | State argues aggravator supported by theory of toxic mix/alligator risk or other facts | Aggravator submission found unsupported; error deemed harmless |
| Effect of invalid aggravator on sentence | Invalid aggravator tainted the sentence | Pecuniary-gain aggravator still supported punishment; harm not substantial | Error deemed harmless; sentence affirmed |
| Exclusion of videotape as mitigating evidence | Exclusion violated Lockett/Eddings and due process | Exclusion not objectively unreasonable under Green/Chambers | Exclusion not an unreasonable federal-law ruling; habeas denied |
Key Cases Cited
- Ring v. Arizona, 536 U.S. 584 (U.S. 2002) (requires jury findings for aggravating facts in death penalty cases when constitutionally required)
- Brown v. Sanders, 546 U.S. 212 (U.S. 2006) (harmlessness standard for invalid aggravators in weighing schemes)
- Sanders v. Louisiana?, 546 U.S. 212 (U.S. 2006) (discussion of weighing vs non-weighing states (Sanders))
- Nixon v. Epps, 405 F.3d 318 (5th Cir. 2005) (harmless-error review for improper aggravators under Brecht)
- Brecht v. Abrahamson, 507 U.S. 619 (U.S. 1993) (standard for evaluating constitutional error in habeas cases)
- Jackson v. Virginia, 443 U.S. 307 (U.S. 1979) (whether evidence proves guilt beyond a reasonable doubt)
- Lockett v. Ohio, 438 U.S. 586 (U.S. 1978) (mitigating evidence considerations in sentencing)
- Eddings v. Oklahoma, 455 U.S. 104 (U.S. 1982) (limitation on excluding relevant mitigating evidence)
- Green v. Georgia, 442 U.S. 95 (U.S. 1979) (hearsay exception in capital sentencing under due process)
- Chambers v. Mississippi, 410 U.S. 284 (U.S. 1973) (due process limits on hearsay in critical trial stages)
- Edwards v. Scroggy, 849 F.2d 204 (5th Cir. 1988) (limitation on excluding testimony of remorse under state law)
- Simmons v. State (Miss.), 805 So.2d 452 (Miss. 2001) (Mississippi Supreme Court direct-review ruling on aggravator)
- Simmons v. State (Miss.), 869 So.2d 995 (Miss. 2004) (Mississippi Supreme Court post-conviction ruling on issues)
