866 F.3d 294
5th Cir.2017Background
- On July 12, 2011 a Kansas City Southern Railway (KCSR) train stopped in West Point, MS to perform switching and blocked three public crossings for about 24 minutes (per plaintiff’s expert).
- Shawn Ezell approached one blocked crossing at night in foggy/dark conditions, testified he didn’t recall seeing warning signs, and collided with a stationary black railcar; he suffered catastrophic injuries.
- Ezell sued in Mississippi state court asserting negligence claims: (1) negligence per se under Mississippi’s Anti‑Blocking Statute (max 5 minutes); (2) negligence based on violation of KCSR’s internal rule (avoid blocking >10 minutes when practical); and (3) failure to adequately warn motorists of the occupied crossing.
- KCSR removed the case to federal court, arguing the ICCTA completely preempted the blocking claims, and moved for summary judgment on all claims; the district court granted summary judgment for KCSR.
- The Fifth Circuit reviewed de novo and affirmed: it held both blocking claims preempted by the ICCTA and the failure‑to‑warn claim barred by Mississippi’s Occupied Crossing Rule (no unusual/peculiar conditions shown).
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Ezell’s negligence‑per‑se claim under Mississippi’s Anti‑Blocking Statute is preempted by ICCTA | Ezell contends state statute imposes enforceable limits on crossing occupancy and supports negligence‑per‑se | KCSR contends ICCTA §10501(b) exclusively governs train operations and displaces state regulation of crossing occupancy | The claim is completely preempted by the ICCTA; removal and dismissal proper |
| Whether a common‑law negligence claim based on KCSR’s internal operating rule is preempted by ICCTA | Ezell argues violation of KCSR rule supports negligence liability (not displaced) | KCSR argues allowing liability based on switching/occupancy decisions would regulate economic/operational aspects of railroading preempted by ICCTA | Preempted — such claims would regulate/affect train operations and economic decisions and are barred by ICCTA |
| Whether Ezell’s failure‑to‑warn claim survives despite occupied crossing | Ezell argues darkness, fog, road dip/incline, black car, and sight of a distant light made the crossing unusually dangerous so railroad should have provided warnings | KCSR argues Mississippi’s Occupied Crossing Rule generally bars failure‑to‑warn claims absent peculiar/unusual conditions that make the train not reasonably visible | Occupied Crossing Rule applies; plaintiff failed to show the narrow “peculiar” or “unusually dangerous” exception, so claim barred |
Key Cases Cited
- Friberg v. Kansas City S. Ry. Co., 267 F.3d 439 (5th Cir. 2001) (ICCTA preemption bars state regulation of train operations such as crossing occupancy)
- Elam v. Kansas City S. Ry. Co., 635 F.3d 796 (5th Cir. 2011) (state negligence claims based solely on blocking time are completely preempted by ICCTA)
- Franks Inv. Co. v. Union Pacific R.R. Co., 593 F.3d 404 (5th Cir. 2010) (§10501(b) preempts laws that manage or govern rail transportation)
- Robinson v. Orient Marine Co., 505 F.3d 364 (5th Cir. 2007) (standard of review for summary judgment)
- King v. Illinois Central R.R., 337 F.3d 550 (5th Cir. 2003) (describing Mississippi’s Occupied Crossing Rule and narrow exception for peculiar/unusual conditions)
- Owens v. International Paper Co., 528 F.2d 606 (5th Cir. 1976) (explaining exception to Occupied Crossing Rule when railroad should foresee that motorists may not see the train)
