Sharkey v. U.S. Department of Justice
5:16-cv-02672
N.D. OhioFeb 13, 2018Background
- Pro se plaintiff John J. Sharkey filed a FOIA/Privacy Act suit against the Department of Justice/FBI seeking records about alleged tampering at his workplace and purported surveillance and interference with his efforts to hire counsel and collect SEC whistleblower bounties.
- Sharkey submitted two FOIA requests (Mar. 25, 2016 and July 26, 2016) that the FBI searched using its Central Records System (CRS) indices via ACS/UNI and Sentinel name-based and phonetic queries; searches returned no main-file records responsive to the requests.
- Sharkey administratively appealed both denials to DOJ OIP; OIP affirmed the FBI’s searches as adequate.
- After this lawsuit was filed, the FBI voluntarily performed an additional CRS search and produced 26 pages of non-responsive-but-related records, redacting portions under FOIA Exemptions 6, 7(C), and 7(E).
- DOJ moved for summary judgment arguing the FBI made reasonable, good-faith searches and properly withheld/redacted exempt information; Sharkey did not oppose. The district court granted summary judgment for DOJ and dismissed the case.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Adequacy of FBI search for responsive records | Sharkey contends relevant records exist showing tampering and surveillance (implicitly: FBI failed to find them) | FBI/DOJ: name-based, phonetic, and identifier searches of CRS/ACS/UNI/Sentinel were reasonably calculated to locate responsive records; OIP affirmed | Court: FBI met FOIA search obligations; searches were adequate and made in good faith |
| Administrative exhaustion / appeals | Sharkey pursued OIP appeals | DOJ: OIP affirmed FBI responses; proper administrative route followed | Court: OIP decisions stand; no defect in exhaustion for the adjudicated requests |
| Withholding/redaction under Exemptions 6 and 7(C) | Sharkey did not meaningfully challenge redactions in this case | DOJ: redactions protected personal identifying info of agents/personnel and privacy interests in investigatory records | Court: redactions under Exemption 7(C) (and 6 implicitly) were proper; privacy interests outweigh public interest |
| Withholding under Exemption 7(E) (law-enforcement techniques/databases) | Sharkey did not present evidence contesting withholding | DOJ: disclosure would reveal non-public database indicators, techniques, and locations that risk circumvention or cyberattack | Court: Exemption 7(E) applied; withholding justified to avoid risk of circumvention of law/enforcement compromise |
Key Cases Cited
- Celotex Corp. v. Catrett, 477 U.S. 317 (summary judgment standard)
- Adickes v. S.H. Kress & Co., 398 U.S. 144 (summary judgment evidence viewed for non-movant)
- Anderson v. Liberty Lobby, Inc., 477 U.S. 242 (materiality/genuine dispute standard)
- Rugiero v. U.S. Dep’t of Justice, 257 F.3d 534 (agency bears burden to show adequacy of FOIA search)
- SafeCard Servs., Inc. v. S.E.C., 926 F.2d 1197 (agency affidavits entitled to presumption of good faith)
- U.S. Dep’t of Justice v. Tax Analysts, 492 U.S. 136 (plaintiff must produce specific facts to challenge withholding)
- Rimmer v. Holder, 700 F.3d 246 (government must show good-faith, reasonable search effort in FOIA cases)
- Blackwell v. F.B.I., 646 F.3d 37 (Exemption 7(E) requires logical demonstration of risk of circumvention)
