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Shapiro v. McManus
577 U.S. 39
SCOTUS
2015
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Background

  • After the 2010 Census Maryland enacted a new congressional map; petitioners sued alleging First Amendment political-association injury from partisan gerrymandering and requested a three-judge district court.
  • The district judge dismissed the complaint under Rule 12(b)(6), concluding petitioners’ allegations could not plausibly state a First Amendment claim, and did not notify the circuit chief judge to convene a three-judge court.
  • The Fourth Circuit summarily affirmed the dismissal. Petitioners sought certiorari, arguing a single judge lacks authority to dismiss rather than refer cases covered by 28 U.S.C. § 2284(a) to a three-judge court.
  • Central statutory text: § 2284(a) mandates a three-judge court for actions challenging congressional apportionment; § 2284(b)(1) directs the district judge to notify the chief judge “upon the filing of a request for three judges, unless he determines that three judges are not required.”
  • The question presented: whether the § 2284(b)(1) clause permits a single district judge to decline convening a three-judge court by dismissing the complaint on the merits (or for being legally insufficient) rather than referring it.

Issues

Issue Plaintiffs' Argument Defendants' Argument Held
Whether a district judge may refuse to convene a three-judge court for a § 2284(a) action by dismissing the case instead of referring it Benisek: § 2284(a)’s mandatory "shall" requires convening three judges; § 2284(b)(1) only lets the judge screen whether the request falls within § 2284(a) before notifying the chief judge State: the "unless he determines that three judges are not required" clause grants discretion to dismiss under ordinary merits standards (e.g., Rule 12(b)(6)) The Court held § 2284(a) is mandatory; § 2284(b)(1) permits only a limited administrative determination whether the request actually invokes § 2284(a), not a merits dismissal by a single judge.
Whether an "insubstantial" constitutional claim exception permits a single judge to avoid convening three judges Benisek: claim is not insubstantial and merits three-judge consideration State: district judge may dismiss claims that are constitutionally insubstantial; Goosby allows avoiding three-judge procedure for insubstantial claims The Court explained Goosby’s narrow "insubstantial" jurisdictional concept applies only to claims that are "wholly insubstantial, frivolous, or plainly non-existent." Petitioners’ complaint was not in that class; the single judge erred in dismissing rather than referring.

Key Cases Cited

  • Lexecon Inc. v. Milberg Weiss Bershad Hynes & Lerach, 523 U.S. 26 (statutory "shall" creates mandatory obligation)
  • National Assn. of Home Builders v. Defenders of Wildlife, 551 U.S. 644 (mandatory statutory language interpreted as non-discretionary)
  • Goosby v. Osser, 409 U.S. 512 (pre-1976 rule: three-judge requirement not triggered by constitutionally insubstantial claims)
  • Ex parte Poresky, 290 U.S. 30 (substantial federal question required for jurisdiction absent diversity)
  • Gonzalez v. Automatic Employees Credit Union, 419 U.S. 90 (three-judge court not required where district court lacks jurisdiction or claim is nonjusticiable)
  • Bell v. Hood, 327 U.S. 678 (insubstantial/frivolous claims and distinction between jurisdictional insufficiency and failure on the merits)
  • Ashcroft v. Iqbal, 556 U.S. 662 (pleading standard cited by district court)
  • Bell Atlantic Corp. v. Twombly, 550 U.S. 544 (pleading standard cited by district court)
  • Washington v. Confederated Tribes of Colville Reservation, 447 U.S. 134 (constitutional claims not lightly deemed insubstantial)
  • Vieth v. Jubelirer, 541 U.S. 267 (plurality and Kennedy concurrence on political gerrymandering doctrine)
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Case Details

Case Name: Shapiro v. McManus
Court Name: Supreme Court of the United States
Date Published: Dec 8, 2015
Citation: 577 U.S. 39
Docket Number: No. 14–990.
Court Abbreviation: SCOTUS