Shapiro v. McManus
577 U.S. 39
SCOTUS2015Background
- After the 2010 Census Maryland enacted a new congressional map; petitioners sued alleging First Amendment political-association injury from partisan gerrymandering and requested a three-judge district court.
- The district judge dismissed the complaint under Rule 12(b)(6), concluding petitioners’ allegations could not plausibly state a First Amendment claim, and did not notify the circuit chief judge to convene a three-judge court.
- The Fourth Circuit summarily affirmed the dismissal. Petitioners sought certiorari, arguing a single judge lacks authority to dismiss rather than refer cases covered by 28 U.S.C. § 2284(a) to a three-judge court.
- Central statutory text: § 2284(a) mandates a three-judge court for actions challenging congressional apportionment; § 2284(b)(1) directs the district judge to notify the chief judge “upon the filing of a request for three judges, unless he determines that three judges are not required.”
- The question presented: whether the § 2284(b)(1) clause permits a single district judge to decline convening a three-judge court by dismissing the complaint on the merits (or for being legally insufficient) rather than referring it.
Issues
| Issue | Plaintiffs' Argument | Defendants' Argument | Held |
|---|---|---|---|
| Whether a district judge may refuse to convene a three-judge court for a § 2284(a) action by dismissing the case instead of referring it | Benisek: § 2284(a)’s mandatory "shall" requires convening three judges; § 2284(b)(1) only lets the judge screen whether the request falls within § 2284(a) before notifying the chief judge | State: the "unless he determines that three judges are not required" clause grants discretion to dismiss under ordinary merits standards (e.g., Rule 12(b)(6)) | The Court held § 2284(a) is mandatory; § 2284(b)(1) permits only a limited administrative determination whether the request actually invokes § 2284(a), not a merits dismissal by a single judge. |
| Whether an "insubstantial" constitutional claim exception permits a single judge to avoid convening three judges | Benisek: claim is not insubstantial and merits three-judge consideration | State: district judge may dismiss claims that are constitutionally insubstantial; Goosby allows avoiding three-judge procedure for insubstantial claims | The Court explained Goosby’s narrow "insubstantial" jurisdictional concept applies only to claims that are "wholly insubstantial, frivolous, or plainly non-existent." Petitioners’ complaint was not in that class; the single judge erred in dismissing rather than referring. |
Key Cases Cited
- Lexecon Inc. v. Milberg Weiss Bershad Hynes & Lerach, 523 U.S. 26 (statutory "shall" creates mandatory obligation)
- National Assn. of Home Builders v. Defenders of Wildlife, 551 U.S. 644 (mandatory statutory language interpreted as non-discretionary)
- Goosby v. Osser, 409 U.S. 512 (pre-1976 rule: three-judge requirement not triggered by constitutionally insubstantial claims)
- Ex parte Poresky, 290 U.S. 30 (substantial federal question required for jurisdiction absent diversity)
- Gonzalez v. Automatic Employees Credit Union, 419 U.S. 90 (three-judge court not required where district court lacks jurisdiction or claim is nonjusticiable)
- Bell v. Hood, 327 U.S. 678 (insubstantial/frivolous claims and distinction between jurisdictional insufficiency and failure on the merits)
- Ashcroft v. Iqbal, 556 U.S. 662 (pleading standard cited by district court)
- Bell Atlantic Corp. v. Twombly, 550 U.S. 544 (pleading standard cited by district court)
- Washington v. Confederated Tribes of Colville Reservation, 447 U.S. 134 (constitutional claims not lightly deemed insubstantial)
- Vieth v. Jubelirer, 541 U.S. 267 (plurality and Kennedy concurrence on political gerrymandering doctrine)
