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Seng-Tiong Ho v. Taflove
648 F.3d 489
7th Cir.
2011
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Background

  • Ho and Huang ( Northwestern University professors/graduate student) allege Taflove and Chang copied their Model's equations, figures, and text for six publications.
  • Key infringements center on the APS symposium paper (2003) and the OE article (2004); plaintiffs received copyright certificates in 2007 for notebooks, thesis, figures, and a presentation.
  • District court granted summary judgment for defendants on copyright, conversion, fraud, and trade secrets misappropriation, and held state claims preempted or meritless.
  • Court treated the Model as an idea under §102(b); merger doctrine applied to protect expressions only if there are no other possible expressions.
  • On appeal, the Seventh Circuit affirms: the Model expressions (especially equations/figures) are not protectable; preemption defeats conversion and fraud claims; trade secrets misappropriation cannot be proven due to lack of secrecy.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Copyright protectability of the Model expressions Ho/Huang contended the Model's text could be protected as expression of a scientific idea. Tafflove/Chang argued the Model is an idea; merger doctrine bars protection for its expressions. Expressions not protectable; merger doctrine applies; summary judgment for defendants.
Preemption of state-law claims by the Copyright Act Conversion and fraud claims survive independent of copyright protection. Copyright preempts state-law claims that are equivalent to exclusive rights under §106. Conversion and fraud preempted; trade secrets not preempted.
Merits of the trade secrets misappropriation claim Model expressions had economic value and secrecy; misappropriation occurred. Secrecy not shown; information was published; no confidential relationship breach. No genuine dispute on secrecy; misappropriation not proven.
Effect of reconsideration motion on the ruling New evidence and arguments warranted reconsideration. No manifest error or new evidence; motion appropriately denied. District court did not abuse discretion; affirmed.

Key Cases Cited

  • American Dental Ass'n v. Delta Dental Plans Ass'n, 126 F.3d 977 (7th Cir. 1997) (fact-expression dichotomy under §102(b))
  • Baltimore Orioles, Inc. v. Major League Baseball Players Ass'n, 805 F.2d 663 (7th Cir. 1986) (preemption scope under §301(a))
  • Bucklew v. Hawkins, Ash, Baptie & Co., LLP, 329 F.3d 923 (7th Cir. 2003) (merger doctrine and protection limits)
  • Feist Publ'ns, Inc. v. Rural Tel. Serv. Co., 499 U.S. 340 (Supreme Court 1991) (facts vs. original expression; idea-expression dichotomy)
  • Flick-Reedy Corp. v. Hydro-Line Manufacturing Co., 351 F.2d 546 (7th Cir. 1965) (protects creative presentation, not substance when present in public domain)
  • Situation Management Systems, Inc. v. ASP Consulting LLC, 560 F.3d 53 (1st Cir. 2009) (protects expression of processes/systems as copyrightable)
  • Toney v. L'Oreal USA, Inc., 406 F.3d 905 (7th Cir. 2005) (preemption of state claims when rights are equivalent to copyright)
  • R.W. Beck, Inc. v. E3 Consulting, LLC, 577 F.3d 1133 (10th Cir. 2009) (preemption with respect to uncopyrightable material)
  • Daboub v. Gibbons, 42 F.3d 289 (5th Cir. 1995) (discusses scope of preemption and non-preemption when appropriate)
  • Situation Management Systems, Inc. v. ASP Consulting LLC, 560 F.3d 53 (1st Cir. 2009) (creativity in describing processes may be protected)
Read the full case

Case Details

Case Name: Seng-Tiong Ho v. Taflove
Court Name: Court of Appeals for the Seventh Circuit
Date Published: Jun 6, 2011
Citation: 648 F.3d 489
Docket Number: 10-2144
Court Abbreviation: 7th Cir.