Seng-Tiong Ho v. Taflove
648 F.3d 489
7th Cir.2011Background
- Ho and Huang ( Northwestern University professors/graduate student) allege Taflove and Chang copied their Model's equations, figures, and text for six publications.
- Key infringements center on the APS symposium paper (2003) and the OE article (2004); plaintiffs received copyright certificates in 2007 for notebooks, thesis, figures, and a presentation.
- District court granted summary judgment for defendants on copyright, conversion, fraud, and trade secrets misappropriation, and held state claims preempted or meritless.
- Court treated the Model as an idea under §102(b); merger doctrine applied to protect expressions only if there are no other possible expressions.
- On appeal, the Seventh Circuit affirms: the Model expressions (especially equations/figures) are not protectable; preemption defeats conversion and fraud claims; trade secrets misappropriation cannot be proven due to lack of secrecy.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Copyright protectability of the Model expressions | Ho/Huang contended the Model's text could be protected as expression of a scientific idea. | Tafflove/Chang argued the Model is an idea; merger doctrine bars protection for its expressions. | Expressions not protectable; merger doctrine applies; summary judgment for defendants. |
| Preemption of state-law claims by the Copyright Act | Conversion and fraud claims survive independent of copyright protection. | Copyright preempts state-law claims that are equivalent to exclusive rights under §106. | Conversion and fraud preempted; trade secrets not preempted. |
| Merits of the trade secrets misappropriation claim | Model expressions had economic value and secrecy; misappropriation occurred. | Secrecy not shown; information was published; no confidential relationship breach. | No genuine dispute on secrecy; misappropriation not proven. |
| Effect of reconsideration motion on the ruling | New evidence and arguments warranted reconsideration. | No manifest error or new evidence; motion appropriately denied. | District court did not abuse discretion; affirmed. |
Key Cases Cited
- American Dental Ass'n v. Delta Dental Plans Ass'n, 126 F.3d 977 (7th Cir. 1997) (fact-expression dichotomy under §102(b))
- Baltimore Orioles, Inc. v. Major League Baseball Players Ass'n, 805 F.2d 663 (7th Cir. 1986) (preemption scope under §301(a))
- Bucklew v. Hawkins, Ash, Baptie & Co., LLP, 329 F.3d 923 (7th Cir. 2003) (merger doctrine and protection limits)
- Feist Publ'ns, Inc. v. Rural Tel. Serv. Co., 499 U.S. 340 (Supreme Court 1991) (facts vs. original expression; idea-expression dichotomy)
- Flick-Reedy Corp. v. Hydro-Line Manufacturing Co., 351 F.2d 546 (7th Cir. 1965) (protects creative presentation, not substance when present in public domain)
- Situation Management Systems, Inc. v. ASP Consulting LLC, 560 F.3d 53 (1st Cir. 2009) (protects expression of processes/systems as copyrightable)
- Toney v. L'Oreal USA, Inc., 406 F.3d 905 (7th Cir. 2005) (preemption of state claims when rights are equivalent to copyright)
- R.W. Beck, Inc. v. E3 Consulting, LLC, 577 F.3d 1133 (10th Cir. 2009) (preemption with respect to uncopyrightable material)
- Daboub v. Gibbons, 42 F.3d 289 (5th Cir. 1995) (discusses scope of preemption and non-preemption when appropriate)
- Situation Management Systems, Inc. v. ASP Consulting LLC, 560 F.3d 53 (1st Cir. 2009) (creativity in describing processes may be protected)
