Semrau v. Commissioner of Social Security
3:14-cv-01774
N.D. Ind.Jun 29, 2016Background
- Plaintiff John Semrau applied for Disability Insurance Benefits alleging cognitive deficits from a brain disorder with onset July 15, 2008; initial denials and a hearing preceded the ALJ decision denying benefits and Appeals Council denial, making the ALJ decision final.
- Record included a 2006 neuropsychological evaluation (Dr. Kareken) and treating neurologist records (Dr. Maniar) from 2009–2012; Semrau testified about memory, concentration, vertigo, tinnitus, asthma, and activity limitations but reported numerous daily activities (driving, mowing, hiking).
- ALJ found a severe impairment: disorder of the brain with associated cognitive deficits; nonsevere impairments included vertigo, tinnitus, palpitations, and asthma.
- At Step Three the ALJ found the impairment did not meet or medically equal a Listing (discussed Listing 12.02 by name and analyzed evidence).
- RFC: ALJ concluded Semrau could perform the full range of work at all exertional levels but with nonexertional limits—short, simple repetitive tasks; sustain attention in two-hour periods; work with set routine; no fast-paced production work.
- At Step Five the ALJ relied on a vocational expert (VE) and concluded Semrau could perform jobs existing in significant numbers (e.g., kitchen helper, assembler); district court affirmed the Commissioner.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Step Three — need for medical expert on equivalence | ALJ should have obtained a medical expert per SSR 96-6p before finding no Listing equivalence | State agency consultants addressed equivalence; ALJ analyzed Listing by name and explained why equivalence was unreasonable, so no new expert required | ALJ did not err; SSR 96-6p did not mandate a new medical expert under these facts |
| RFC articulation and aggregation of impairments | RFC unsupported; ALJ failed to build a logical bridge and consider aggregate effect of nonsevere impairments | ALJ discussed each impairment, cited medical evidence and testimony, and limited work accordingly | RFC supported by substantial evidence and adequately explained |
| Step Five — reliance on VE without disclosed data sources | VE testimony unreliable because job-number bases were undisclosed | VE testimony was unchallenged at hearing; ALJ may rely on VE if testimony is reliable | No obvious DOT conflict shown on appeal; no remand required for VE disclosure |
Key Cases Cited
- Clifford v. Apfel, 227 F.3d 863 (7th Cir.) (standard for reviewing ALJ factual findings)
- Briscoe v. Barnhart, 425 F.3d 345 (7th Cir.) (ALJ legal standard review)
- Skinner v. Astrue, 478 F.3d 836 (7th Cir.) (substantial evidence standard)
- Richardson v. Perales, 402 U.S. 389 (U.S.) (definition of substantial evidence)
- Barnett v. Barnhart, 381 F.3d 664 (7th Cir.) (ALJ must consider medical expert on equivalence)
- Simila v. Astrue, 573 F.3d 503 (7th Cir.) (when medical evidence suffices an ALJ may rely on it without expert)
- Green v. Apfel, 204 F.3d 780 (7th Cir.) (circumstances requiring medical expert testimony)
- Nelson v. Apfel, 210 F.3d 799 (7th Cir.) (SSR/regulatory basis for equivalence expert requirement)
- Overman v. Astrue, 546 F.3d 456 (7th Cir.) (claimant may raise SSR 00-4p issues on appeal; must show actual, material, apparent conflict)
- Prochaska v. Barnhart, 454 F.3d 731 (7th Cir.) (VE/DOT conflict principles)
- Terry v. Astrue, 580 F.3d 471 (7th Cir.) (harmless error when no actual conflict between VE and DOT)
- Fast v. Barnhart, 397 F.3d 468 (7th Cir.) (Appeals Council denial makes ALJ decision final)
