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Semrau v. Commissioner of Social Security
3:14-cv-01774
N.D. Ind.
Jun 29, 2016
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Background

  • Plaintiff John Semrau applied for Disability Insurance Benefits alleging cognitive deficits from a brain disorder with onset July 15, 2008; initial denials and a hearing preceded the ALJ decision denying benefits and Appeals Council denial, making the ALJ decision final.
  • Record included a 2006 neuropsychological evaluation (Dr. Kareken) and treating neurologist records (Dr. Maniar) from 2009–2012; Semrau testified about memory, concentration, vertigo, tinnitus, asthma, and activity limitations but reported numerous daily activities (driving, mowing, hiking).
  • ALJ found a severe impairment: disorder of the brain with associated cognitive deficits; nonsevere impairments included vertigo, tinnitus, palpitations, and asthma.
  • At Step Three the ALJ found the impairment did not meet or medically equal a Listing (discussed Listing 12.02 by name and analyzed evidence).
  • RFC: ALJ concluded Semrau could perform the full range of work at all exertional levels but with nonexertional limits—short, simple repetitive tasks; sustain attention in two-hour periods; work with set routine; no fast-paced production work.
  • At Step Five the ALJ relied on a vocational expert (VE) and concluded Semrau could perform jobs existing in significant numbers (e.g., kitchen helper, assembler); district court affirmed the Commissioner.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Step Three — need for medical expert on equivalence ALJ should have obtained a medical expert per SSR 96-6p before finding no Listing equivalence State agency consultants addressed equivalence; ALJ analyzed Listing by name and explained why equivalence was unreasonable, so no new expert required ALJ did not err; SSR 96-6p did not mandate a new medical expert under these facts
RFC articulation and aggregation of impairments RFC unsupported; ALJ failed to build a logical bridge and consider aggregate effect of nonsevere impairments ALJ discussed each impairment, cited medical evidence and testimony, and limited work accordingly RFC supported by substantial evidence and adequately explained
Step Five — reliance on VE without disclosed data sources VE testimony unreliable because job-number bases were undisclosed VE testimony was unchallenged at hearing; ALJ may rely on VE if testimony is reliable No obvious DOT conflict shown on appeal; no remand required for VE disclosure

Key Cases Cited

  • Clifford v. Apfel, 227 F.3d 863 (7th Cir.) (standard for reviewing ALJ factual findings)
  • Briscoe v. Barnhart, 425 F.3d 345 (7th Cir.) (ALJ legal standard review)
  • Skinner v. Astrue, 478 F.3d 836 (7th Cir.) (substantial evidence standard)
  • Richardson v. Perales, 402 U.S. 389 (U.S.) (definition of substantial evidence)
  • Barnett v. Barnhart, 381 F.3d 664 (7th Cir.) (ALJ must consider medical expert on equivalence)
  • Simila v. Astrue, 573 F.3d 503 (7th Cir.) (when medical evidence suffices an ALJ may rely on it without expert)
  • Green v. Apfel, 204 F.3d 780 (7th Cir.) (circumstances requiring medical expert testimony)
  • Nelson v. Apfel, 210 F.3d 799 (7th Cir.) (SSR/regulatory basis for equivalence expert requirement)
  • Overman v. Astrue, 546 F.3d 456 (7th Cir.) (claimant may raise SSR 00-4p issues on appeal; must show actual, material, apparent conflict)
  • Prochaska v. Barnhart, 454 F.3d 731 (7th Cir.) (VE/DOT conflict principles)
  • Terry v. Astrue, 580 F.3d 471 (7th Cir.) (harmless error when no actual conflict between VE and DOT)
  • Fast v. Barnhart, 397 F.3d 468 (7th Cir.) (Appeals Council denial makes ALJ decision final)
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Case Details

Case Name: Semrau v. Commissioner of Social Security
Court Name: District Court, N.D. Indiana
Date Published: Jun 29, 2016
Docket Number: 3:14-cv-01774
Court Abbreviation: N.D. Ind.