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359 P.3d 487
Or. Ct. App.
2015
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Background

  • Petitioner fell from a tree, hit his head, drank alcohol, then drove and caused a crash that killed a passenger; his BAC was .273. He was convicted on multiple counts and sentenced to 19 years plus supervision.
  • On post-conviction review petitioner alleged ineffective assistance of trial counsel, including (Claim 3) failure to present mitigating evidence at sentencing and (Claim 4) failure to call an expert about head trauma.
  • Defendant moved to dismiss the petition under ORS 138.580 for failure to attach affidavits, records, or other documentary support.
  • Petitioner submitted an affidavit from Lewis (a nonexpert eyewitness who said petitioner was affected by the head injury) and expressly argued it supported Claim 3; he conceded he had no documentary evidence for Claim 4 and asked the court to proceed with Claims 1–3 only.
  • At the hearing petitioner reiterated he had no evidence for Claim 4; the post-conviction court dismissed Claim 4 for failure to comply with ORS 138.580. Petitioner appealed only the dismissal of Claim 4.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether petitioner preserved on appeal the argument that ORS 138.580 does not require attaching supporting evidence when none exists Schultz argues ORS 138.580 does not mandate attached evidence if none exists (or alternatively that Lewis affidavit supported Claim 4) State argued ORS 138.580 requires attachments and petitioner failed to attach supporting evidence for Claim 4 Not preserved: petitioner never advanced that argument below and conceded lack of evidence for Claim 4; appellate review denied
Whether the Lewis affidavit supported Claim 4 (expert-witness claim) Schultz contends Lewis affidavit (eyewitness, nonexpert) also supports the claim that counsel should have called an expert about head trauma State argued Lewis affidavit did not satisfy ORS 138.580 for Claim 4 and was offered only for Claim 3 Court held no plain error: affidavit was offered for Claim 3, petitioner conceded no evidence for Claim 4, and Lewis was a nonexpert, so affidavit did not plainly support Claim 4
Whether dismissal under ORS 138.580 was legal error warranting plain-error review Schultz asked this Court to correct the dismissal as plain error because the affidavit existed State maintained rule is mandatory and petitioner failed to comply below, so no error to correct Plain-error not met: legal point not ‘‘obvious and not reasonably in dispute’’ and record insufficient to show the affidavit supported Claim 4
Whether the post-conviction court abused discretion in dismissing Claim 4 without permitting further investigation or amendment Schultz implied he was investigating Claim 4 and sought to proceed despite lack of documentary evidence State relied on statutory requirement for attachments at filing to support claims Court affirmed dismissal; petitioner offered no developed record or argument below to invoke relief or amendment

Key Cases Cited

  • State v. Wyatt, 331 Or 335, 15 P.3d 22 (preservation requirement and need to identify alleged error with clarity)
  • State v. Hitz, 307 Or 183, 766 P.2d 373 (distinguishing raising an issue, identifying sources, and making particular arguments for preservation)
  • State v. Brown, 310 Or 347, 800 P.2d 259 (plain-error three-part test)
  • Ailes v. Portland Meadows, Inc., 312 Or 376, 823 P.2d 956 (discretionary correction even when plain error is found)
  • State v. Schultz, 230 Or App 431, 215 P.3d 128 (prior appeal of petitioner’s convictions)
Read the full case

Case Details

Case Name: Schultz v. Franke
Court Name: Court of Appeals of Oregon
Date Published: Sep 10, 2015
Citations: 359 P.3d 487; 2015 Ore. App. LEXIS 1078; 273 Or. App. 584; CV101444; A151005
Docket Number: CV101444; A151005
Court Abbreviation: Or. Ct. App.
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