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Sardiga v. Northern Trust Co.
409 Ill. App. 3d 56
| Ill. App. Ct. | 2011
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Background

  • Sardiga, plaintiff-appellant, was employed as vice-president in Northern Trust's Financial Consulting group and was terminated less than a year later.
  • He filed a two-count complaint alleging retaliatory discharge and a violation of the Illinois Whistleblower Act (740 ILCS 174/1 et seq.).
  • Count II contends Sardiga refused to participate in activities he believed violated law, prompting retaliation by Northern Trust.
  • Sardiga claimed multiple concerns: licensing of financial planners, presence of wealth strategists at meetings, bonus disclosures, allegedly misleading marketing, and confidentiality issues in the contact management system.
  • Northern Trust sought summary judgment on the Whistleblower Act claim, arguing Sardiga did not plead or prove a refusal to participate in illegal activity.
  • The trial court granted summary judgment on count II; Sardiga appeals seeking reversal.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether 'refusing to participate' requires actual refusal under the Act Sardiga argues repeated complaints suffice to meet 'refusal'. Northern Trust contends 'refusing to participate' means actual refusal to participate in illegal activity. Plain-language requires actual refusal; complaints alone do not satisfy the Act.

Key Cases Cited

  • Robinson v. Alter Barge Line, Inc., 513 F.3d 668 (7th Cir. 2008) (affirmed that mere complaint without refusal cannot support Act claim)
  • Zuccolo v. Hannah Marine Corp., 387 Ill.App.3d 561 (2008) (summary judgment standard; de novo review on appeal)
  • Callahan v. Edgewater Care & Rehabilitation Center, Inc., 374 Ill.App.3d 630 (2007) (Whistleblower Act did not preempt common-law retaliatory discharge)
  • County of Du Page v. Illinois Labor Relations Board, 231 Ill.2d 593 (2008) (statutory interpretation; plain meaning governs)
  • State Farm Mutual Automobile Insurance Co. v. Habitat Construction Co., 377 Ill.App.3d 281 (2007) (summary judgment standard; material facts deemed in favor of nonmovant)
  • Williams v. Manchester, 228 Ill.2d 404 (2008) (definition and application of material fact and de novo review)
Read the full case

Case Details

Case Name: Sardiga v. Northern Trust Co.
Court Name: Appellate Court of Illinois
Date Published: Mar 15, 2011
Citation: 409 Ill. App. 3d 56
Docket Number: 1-09-2930
Court Abbreviation: Ill. App. Ct.