948 F.3d 57
1st Cir.2020Background
- Santana worked for Island Finance/Santander for ~28 years and was a branch manager when fired at age 49.
- From 2009–2013 his and his branches' performance was documented as poor; formal warnings followed.
- In March/April 2014 Santana was placed on a six‑month performance improvement plan (PIP) with a stated minimum score and warned of possible dismissal for failure to meet it.
- Santana failed to meet the PIP minimum in April and May; he was terminated in August 2014 (replacement was 32).
- District court granted summary judgment to defendants on the ADEA claim and declined supplemental jurisdiction over Puerto Rico law claims; Santana appealed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Prima facie ADEA showing (met expectations) | Santana contends his performance was sufficient or improved under the PIP to establish the prima facie case | Defendants point to multi‑year poor reviews and PIP failures showing he did not meet legitimate expectations | Court assumed prima facie met for caution but found no disputed material fact on pretext; summary judgment affirmed |
| Legitimate nondiscriminatory reason / burden shifting | Santana argues defendants' stated reason (poor performance) was pretext for age discrimination | Defendants offered documented poor performance over years as legitimate reason | Court accepted defendants' nondiscriminatory reason; burden shifted to Santana to show pretext, which he failed to do |
| Early termination of PIP shows pretext | Santana argues firing before six months shows defendants ignored PIP's protections | Defendants note PIP warned dismissal for failure to comply, and Santana failed in April/May—termination before six months was permitted by PIP terms | Court found no reasonable inference of age bias from early termination given documented early failures |
| Supplemental jurisdiction over state‑law claims | Santana preferred federal court to retain related Puerto Rico claims | Defendants did not oppose dismissal; district court declined to exercise supplemental jurisdiction after ADEA claim failed | First Circuit held remand dismissal without prejudice was within district court's discretion (no abuse) |
Key Cases Cited
- McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973) (establishes burden‑shifting framework for discrimination claims)
- Del Valle‑Santana v. Servicios Legales de Puerto Rico, Inc., 804 F.3d 127 (1st Cir. 2015) (prima facie elements and framework in this Circuit)
- Meléndez v. Autogermana, Inc., 622 F.3d 46 (1st Cir. 2010) (prima facie meeting‑expectations requirement is modest)
- Kouvchinov v. Parametric Tech. Corp., 537 F.3d 62 (1st Cir. 2008) (deviation from standard business practices can show pretext)
- Seaco Ins. Co. v. Davis‑Irish, 300 F.3d 84 (1st Cir. 2002) (appellate deference when district court gives a cogent rationale)
- United Mine Workers of Am. v. Gibbs, 383 U.S. 715 (1966) (federal courts often dismiss state claims when federal claims are dismissed before trial)
- Redondo Const. Corp. v. Izquierdo, 662 F.3d 42 (1st Cir. 2011) (district court must use informed discretion on supplemental jurisdiction)
- Roche v. John Hancock Mut. Life Ins. Co., 81 F.3d 249 (1st Cir. 1996) (factors for exercising supplemental jurisdiction)
