Sampson v. United States
724 F.3d 150
| 1st Cir. | 2013Background
- Gary Lee Sampson pled guilty to two counts of carjacking resulting in death; a jury after a penalty-phase recommended death and the court sentenced him to death.
- Sampson filed a §2255 motion alleging three jurors (C, D, G) lied in voir dire; the district court held an evidentiary hearing and found Juror C intentionally lied about material facts (her ex-husband’s abuse/substance problems and an adult daughter’s criminal history and drug use).
- The district court concluded Juror C’s dishonesty would have led to excusal for cause and vacated the death sentence, ordering a new penalty-phase hearing; it certified legal questions under 28 U.S.C. §1292(b).
- The government sought immediate appellate review via final-order appeal, §1292(b) interlocutory appeal, and advisory mandamus; the First Circuit rejected final-order and CAA routes as foreclosed by Andrews v. United States.
- The First Circuit exercised advisory mandamus to decide the merits, rejecting the district court’s categorical sub-classification of bias but accepting its factual findings and holding McDonough’s two-part test was satisfied as to Juror C.
- The court vacated the death sentence and affirmed the need for a new penalty-phase hearing because Juror C’s repeated, intentional dishonesty, strong emotional impairment, and close factual parallels to penalty-phase evidence established bias sufficient for excusal.
Issues
| Issue | Government's Argument | Sampson's Argument | Held |
|---|---|---|---|
| Was the district court order vacating sentence and ordering a new penalty-phase hearing immediately appealable as a final order? | Order is final or is equivalent to granting a new trial and thus appealable (and CAA applies). | Andrews controls: not final until resentencing; not immediately appealable. | Not final under Andrews; appeal as final order and via CAA denied. |
| Could the court hear interlocutory appeal under 28 U.S.C. §1292(b)? | §1292(b) certification proper and should be allowed. | §1292(b) is limited to civil actions; unclear if §2255 is civil; interlocutory route questionable. | Court declined to resolve §1292(b) applicability; instead exercised advisory mandamus. |
| Was advisory mandamus appropriate to address the juror-dishonesty question now? | Government opposed extraordinary relief as unnecessary. | Sampson: review needed because issue might evade later review and is recurring/systemic. | Advisory mandamus appropriate given likelihood issue would evade meaningful review and systemic importance. |
| Did juror dishonesty require vacatur under McDonough? (Legal standard and application) | District court misread McDonough; required actual or implied bias; relief should be limited. | Juror C’s deliberate false answers to material voir dire questions and the totality of circumstances meet McDonough’s two-part test. | McDonough’s two-part test applies: (1) juror failed to answer honestly a material question; (2) truthful answer would have provided a valid basis for challenge for cause. Both satisfied for Juror C; sentence vacated. |
Key Cases Cited
- McDonough Power Equip., Inc. v. Greenwood, 464 U.S. 548 (1984) (establishes two-part test for juror dishonesty: dishonest material answer + truthful answer would justify challenge for cause)
- Andrews v. United States, 373 U.S. 334 (1963) (holding a §2255 order vacating a sentence and ordering resentencing is not a final appealable order)
- Morgan v. Illinois, 504 U.S. 719 (1992) (even a single biased juror in death penalty context invalidates death sentence)
- Ross v. Oklahoma, 487 U.S. 81 (1988) (emphasizes the constitutional importance of an impartial jury)
- Teague v. Lane, 489 U.S. 288 (1989) (non-retroactivity framework for new constitutional rules in collateral review)
- Smith v. Phillips, 455 U.S. 209 (1982) (definition of an impartial juror: capable and willing to decide case solely on evidence)
- United States v. Martinez-Salazar, 528 U.S. 304 (2000) (addressing consequences when biased juror participates in capital sentencing)
